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DIEBOLD NIXDORF, Inc — Director's Dealing 2020
Feb 3, 2020
31656_dirs_2020-02-03_7e1bda6d-1ad0-4334-b93b-3635843ec903.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: DIEBOLD NIXDORF, Inc (DBD)
CIK: 0000028823
Period of Report: 2020-01-30
Reporting Person: Heyden Olaf Robert (SVP, Services)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-01-30 | Common Shares | A | 28278 | — | Acquired | 192601 | Direct |
| 2020-01-30 | Common Shares | F | 2787 | $11.51 | Disposed | 189814 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-01-30 | Non-Qualified Stock Option | $11.96 | A | 12614 | Acquired | 2030-01-31 | Common Shares (12614.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares | 1000 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Non-Qualified Stock Options | $26.6 | 2027-02-08 | Common Shares (49650.0) | 49650 | Direct |
| Non-Qualified Stock Option | $18.75 | 2028-02-01 | Common Shares (30278.0) | 30278 | Direct |
| Non-Qualified Stock Option | $4.08 | 2029-01-29 | Common Shares (47407.0) | 47407 | Direct |
Footnotes
F1: Award of restricted stock units; each restricted stock unit represents a contingent right to receive one share of Diebold Nixdorf, Incorporated common stock.
F2: Number includes restricted stock units.
F3: Shares withheld pursuant to exercise of tax withholding right under the 2017 Equity and Performance Incentive Plan - Restricted Share Award
F4: Granted under the 1991 Equity and Performance Incentive Plan; option is generally exercisable in annual increments of 1/3, 1/3, 1/3 beginning one year from the date of grant.
F5: Granted under the 2017 Equity and Performance Incentive Plan; option is generally exercisable in annual increments of 1/3, 1/3, 1/3 beginning one year from the date of grant.