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DIEBOLD NIXDORF, Inc Director's Dealing 2020

Feb 3, 2020

31656_dirs_2020-02-03_7e1bda6d-1ad0-4334-b93b-3635843ec903.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: DIEBOLD NIXDORF, Inc (DBD)
CIK: 0000028823
Period of Report: 2020-01-30

Reporting Person: Heyden Olaf Robert (SVP, Services)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-01-30 Common Shares A 28278 Acquired 192601 Direct
2020-01-30 Common Shares F 2787 $11.51 Disposed 189814 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2020-01-30 Non-Qualified Stock Option $11.96 A 12614 Acquired 2030-01-31 Common Shares (12614.0) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Shares 1000 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Non-Qualified Stock Options $26.6 2027-02-08 Common Shares (49650.0) 49650 Direct
Non-Qualified Stock Option $18.75 2028-02-01 Common Shares (30278.0) 30278 Direct
Non-Qualified Stock Option $4.08 2029-01-29 Common Shares (47407.0) 47407 Direct

Footnotes

F1: Award of restricted stock units; each restricted stock unit represents a contingent right to receive one share of Diebold Nixdorf, Incorporated common stock.

F2: Number includes restricted stock units.

F3: Shares withheld pursuant to exercise of tax withholding right under the 2017 Equity and Performance Incentive Plan - Restricted Share Award

F4: Granted under the 1991 Equity and Performance Incentive Plan; option is generally exercisable in annual increments of 1/3, 1/3, 1/3 beginning one year from the date of grant.

F5: Granted under the 2017 Equity and Performance Incentive Plan; option is generally exercisable in annual increments of 1/3, 1/3, 1/3 beginning one year from the date of grant.