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DIEBOLD NIXDORF, Inc Director's Dealing 2020

Feb 3, 2020

31656_dirs_2020-02-03_b5f0dad5-cd28-4b40-8638-d13e67e05581.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: DIEBOLD NIXDORF, Inc (DBD)
CIK: 0000028823
Period of Report: 2020-01-30

Reporting Person: Leiken Jonathan (SVP, CLO and Secretary)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-01-30 Common Shares A 27008 Acquired 141347 Direct
2020-01-30 Common Shares F 2167 $11.51 Disposed 139180 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2020-01-30 Non-Qualified Stock Option $11.96 A 12048 Acquired 2030-01-30 Common Shares (12048.0) Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Non-Qualified Stock Option $32.33 2025-02-05 Common Shares (21397.0) 21397 Direct
Non-Qualified Stock Option $27.39 2026-02-03 Common Shares (24581.0) 24581 Direct
Non-Qualified Stock Options $26.6 2027-02-08 Common Shares (46875.0) 46875 Direct
Non-Qualified Stock Option $18.75 2028-02-01 Common Shares (24517.0) 24517 Direct
Non-Qualified Stock Option $4.08 2029-01-29 Common Shares (43715.0) 43715 Direct

Footnotes

F1: Award of restricted stock units; each restricted stock unit represents a contingent right to receive one share of Diebold Nixdorf, Incorporated common stock.

F2: Number includes restricted stock units.

F3: Shares withheld pursuant to exercise of tax withholding right under the 2017 Equity and Performance Incentive Plan - Restricted Share Award

F4: Granted under the 1991 Equity and Performance Incentive Plan; option is generally exercisable in annual increments of 1/3, 1/3, 1/3 beginning one year from the date of grant.

F5: Granted under the 2017 Equity and Performance Incentive Plan; option is generally exercisable in annual increments of 1/3, 1/3, 1/3 beginning one year from the date of grant.