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DIEBOLD NIXDORF, Inc — Director's Dealing 2020
Mar 13, 2020
31656_dirs_2020-03-13_1550c598-5632-4ac3-8bf5-d6c481a5b71e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: DIEBOLD NIXDORF, Inc (DBD)
CIK: 0000028823
Period of Report: 2020-03-13
Reporting Person: Heyden Olaf Robert (SVP, Services)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-03-13 | Common Shares | P | 16406 | $5.55 | Acquired | 228893 | Direct |
| 2020-03-13 | Common Shares | P | 1709 | $5 | Acquired | 230602 | Direct |
| 2020-03-13 | Common Shares | P | 369 | $4.56 | Acquired | 230971 | Direct |
| 2020-03-13 | Common Shares | P | 100 | $4.65 | Acquired | 231071 | Direct |
| 2020-03-13 | Common Shares | P | 1416 | $4.56 | Acquired | 232487 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares | 1000 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Non-Qualified Stock Options | $26.6 | 2027-02-08 | Common Shares (49650.0) | 49650 | Direct |
| Non-Qualified Stock Option | $18.75 | 2028-02-01 | Common Shares (30278.0) | 30278 | Direct |
| Non-Qualified Stock Option | $4.08 | 2029-01-29 | Common Shares (47407.0) | 47407 | Direct |
| Non-Qualified Stock Option | $11.96 | 2030-01-31 | Common Shares (12614.0) | 12614 | Direct |
Footnotes
F1: Original purchase price was EUR 5.00. USD amount based on the currency exchange rate for purchase date.
F2: Number includes restricted stock units.
F3: Original purchase price was EUR 4.50. USD amount based on the currency exchange rate for purchase date.
F4: Original purchase price was EUR 4.104. USD amount based on the currency exchange rate for purchase date.
F5: Original purchase price was EUR 4.19. USD amount based on the currency exchange rate for purchase date.
F6: Original purchase price was EUR 4.105. USD amount based on the currency exchange rate for purchase date.
F7: Granted under the 1991 Equity and Performance Incentive Plan; option is generally exercisable in annual increments of 1/3, 1/3, 1/3 beginning one year from the date of grant.
F8: Granted under the 2017 Equity and Performance Incentive Plan; option is generally exercisable in annual increments of 1/3, 1/3, 1/3 beginning one year from the date of grant.