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DIEBOLD NIXDORF, Inc Director's Dealing 2020

Mar 13, 2020

31656_dirs_2020-03-13_1550c598-5632-4ac3-8bf5-d6c481a5b71e.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: DIEBOLD NIXDORF, Inc (DBD)
CIK: 0000028823
Period of Report: 2020-03-13

Reporting Person: Heyden Olaf Robert (SVP, Services)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-03-13 Common Shares P 16406 $5.55 Acquired 228893 Direct
2020-03-13 Common Shares P 1709 $5 Acquired 230602 Direct
2020-03-13 Common Shares P 369 $4.56 Acquired 230971 Direct
2020-03-13 Common Shares P 100 $4.65 Acquired 231071 Direct
2020-03-13 Common Shares P 1416 $4.56 Acquired 232487 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Shares 1000 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Non-Qualified Stock Options $26.6 2027-02-08 Common Shares (49650.0) 49650 Direct
Non-Qualified Stock Option $18.75 2028-02-01 Common Shares (30278.0) 30278 Direct
Non-Qualified Stock Option $4.08 2029-01-29 Common Shares (47407.0) 47407 Direct
Non-Qualified Stock Option $11.96 2030-01-31 Common Shares (12614.0) 12614 Direct

Footnotes

F1: Original purchase price was EUR 5.00. USD amount based on the currency exchange rate for purchase date.

F2: Number includes restricted stock units.

F3: Original purchase price was EUR 4.50. USD amount based on the currency exchange rate for purchase date.

F4: Original purchase price was EUR 4.104. USD amount based on the currency exchange rate for purchase date.

F5: Original purchase price was EUR 4.19. USD amount based on the currency exchange rate for purchase date.

F6: Original purchase price was EUR 4.105. USD amount based on the currency exchange rate for purchase date.

F7: Granted under the 1991 Equity and Performance Incentive Plan; option is generally exercisable in annual increments of 1/3, 1/3, 1/3 beginning one year from the date of grant.

F8: Granted under the 2017 Equity and Performance Incentive Plan; option is generally exercisable in annual increments of 1/3, 1/3, 1/3 beginning one year from the date of grant.