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DIEBOLD NIXDORF, Inc — Director's Dealing 2019
Jan 31, 2019
31656_dirs_2019-01-31_bd443395-edad-44ea-b576-cdd3595dc7fc.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: DIEBOLD NIXDORF, Inc (DBD)
CIK: 0000028823
Period of Report: 2019-01-29
Reporting Person: Leiken Jonathan (SVP, CLO and Secretary)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-01-29 | Common Shares | A | 86686 | — | Acquired | 130601 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-01-29 | Non-Qualified Stock Option | $4.08 | A | 43715 | Acquired | 2029-01-29 | Common Shares (43715.0) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Non-Qualified Stock Option | $32.33 | 2025-02-04 | Common Shares (21397.0) | 21397 | Direct |
| Non-Qualified Stock Option | $27.39 | 2026-02-02 | Common Shares (24581.0) | 24581 | Direct |
| Non-Qualified Stock Options | $26.6 | 2027-02-07 | Common Shares (46875.0) | 46875 | Direct |
| Non-Qualified Stock Option | $18.75 | 2028-02-01 | Common Shares (24517.0) | 24517 | Direct |
Footnotes
F1: Award of restricted stock units; each restricted stock unit represents a contingent right to receive one share of Diebold Nixdorf, Incorporated common stock.
F2: Number includes restricted stock units.
F3: Granted under the 1991 Equity and Performance Incentive Plan; option is generally exercisable in annual increments of 1/3, 1/3, 1/3 beginning one year from the date of grant.
F4: Granted under the 2017 Equity and Performance Incentive Plan; option is generally exercisable in annual increments of 1/3, 1/3, 1/3 beginning one year from the date of grant.