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DIEBOLD NIXDORF, Inc Director's Dealing 2019

Feb 15, 2019

31656_dirs_2019-02-15_d339ecae-0e6f-4489-87cc-87f9e6801ef7.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: DIEBOLD NIXDORF, Inc (DBD)
CIK: 0000028823
Period of Report: 2019-02-13

Reporting Person: KERR ALAN (SVP, Software)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-02-13 Common Shares A 6009 Acquired 128681 Direct
2019-02-13 Common Shares F 2185 Disposed 126496 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Non-Qualified Stock Option $38.02 2024-08-03 Common Stock (7751.0) 7751 Direct
Non-Qualified Stock Option $32.33 2025-02-04 Common Shares (22735.0) 22735 Direct
Non-Qualified Stock Option $27.39 2026-02-02 Common Shares (23744.0) 23744 Direct
Non-Qualified Stock Options $26.6 2027-02-07 Common Shares (44408.0) 44408 Direct
Non-Qualified Stock Option $18.75 2028-02-01 Common Shares (23227.0) 23227 Direct
Non-Qualified Stock Option $4.08 2029-01-29 Common Shares (45000.0) 45000 Direct

Footnotes

F1: Reflects delivery of shares earned under the 2017-2019 Synergy Grant, and withholding of shares pursuant to tax withholding right.

F2: Number includes restricted stock units.

F3: Granted under the 1999 Equity and Performance Incentive Plan; option is generally exercisable in annual increments of 1/3, 1/3, 1/3 beginning one year from the date of grant.

F4: Granted under the 2017 Equity and Performance Incentive Plan; option is generally exercisable in annual increments of 1/3, 1/3, 1/3 beginning one year from the date of grant.