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DIEBOLD NIXDORF, Inc — Director's Dealing 2019
Oct 31, 2019
31656_dirs_2019-10-31_fc64e3f4-66b7-4da2-8101-9afd71e9d688.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: DIEBOLD NIXDORF, Inc (DBD)
CIK: 0000028823
Period of Report: 2019-10-31
Reporting Person: Heyden Olaf Robert (SVP, Services)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-10-31 | Common Shares | P | 1000 | $6.98 | Acquired | 160202 | Direct |
| 2019-10-31 | Common Shares | A | 1000 | $6.99 | Acquired | 161202 | Direct |
| 2019-10-31 | Common Shares | A | 8730 | $6.99 | Acquired | 169932 | Direct |
| 2019-10-31 | Common Shares | A | 5 | $7.08 | Acquired | 169937 | Direct |
| 2019-10-31 | Common Shares | A | 1800 | $7.01 | Acquired | 171737 | Direct |
| 2019-10-31 | Common Shares | A | 1000 | $6.98 | Acquired | 172737 | Direct |
| 2019-10-31 | Common Shares | A | 1000 | $6.99 | Acquired | 173737 | Direct |
| 2019-10-31 | Common Shares | A | 1782 | $6.97 | Acquired | 175519 | Direct |
| 2019-10-31 | Common Shares | A | 3683 | $6.99 | Acquired | 179202 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares | 1000 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Non-Qualified Stock Options | $26.6 | 2027-02-07 | Common Shares (49650.0) | 49650 | Direct |
| Non-Qualified Stock Option | $18.75 | 2028-02-01 | Common Shares (30278.0) | 30278 | Direct |
| Non-Qualified Stock Option | $4.08 | 2029-01-29 | Common Shares (47407.0) | 47407 | Direct |
Footnotes
F1: Original purchase price was EUR 6.264. USD amount based on the currency exchange rate for purchase date.
F2: Number includes restricted stock units.
F3: Original purchase price was EUR 6.272. USD amount based on the currency exchange rate for purchase date.
F4: Original purchase price was EUR 6.27. USD amount based on the currency exchange rate for purchase date.
F5: Original purchase price was EUR 6.35. USD amount based on the currency exchange rate for purchase date.
F6: Original purchase price was EUR 6.292. USD amount based on the currency exchange rate for purchase date.
F7: Original purchase price was EUR 6.26. USD amount based on the currency exchange rate for purchase date.
F8: Original purchase price was EUR 6.268. USD amount based on the currency exchange rate for purchase date.
F9: Original purchase price was EUR 6.256. USD amount based on the currency exchange rate for purchase date.
F10: Granted under the 1991 Equity and Performance Incentive Plan; option is generally exercisable in annual increments of 1/3, 1/3, 1/3 beginning one year from the date of grant.
F11: Granted under the 2017 Equity and Performance Incentive Plan; option is generally exercisable in annual increments of 1/3, 1/3, 1/3 beginning one year from the date of grant.