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DIEBOLD NIXDORF, Inc — Director's Dealing 2018
Feb 15, 2018
31656_dirs_2018-02-15_a1d78acc-1fe7-49a4-b5cb-ccd9dc29b98e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: DIEBOLD NIXDORF, Inc (DBD)
CIK: 0000028823
Period of Report: 2018-02-13
Reporting Person: KERR ALAN (SVP, Software)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-02-13 | Common Shares | A | 2724 | — | Acquired | 37111 | Direct |
| 2018-02-13 | Common Shares | F | 1021 | $14.30 | Disposed | 36090 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Non-Qualified Stock Option | $38.02 | 2024-08-03 | Common Stock (7751.0) | 7751 | Direct |
| Non-Qualified Stock Option | $32.33 | 2025-02-04 | Common Shares (22735.0) | 22735 | Direct |
| Non-Qualified Stock Option | $27.39 | 2026-02-02 | Common Shares (23744.0) | 23744 | Direct |
| Non-Qualified Stock Options | $26.6 | 2027-02-07 | Common Shares (44408.0) | 44408 | Direct |
| Non-Qualified Stock Option | $18.75 | 2028-02-01 | Common Shares (23227.0) | 23227 | Direct |
Footnotes
F1: Reflects delivery of shares earned under the 2015-2017 performance-based deferred shares award and withholding of shares pursuant to tax withholding right.
F2: Number includes restricted stock units.
F3: Granted under the 1991 Equity and Performance Incentive Plan; option is generally exercisable in annual increments of 1/3, 1/3, 1/3 beginning one year from the date of grant.
F4: Granted under the 2017 Equity and Performance Incentive Plan; option is generally exercisable in annual increments of 1/3, 1/3, 1/3 beginning one year from the date of grant.