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DIEBOLD NIXDORF, Inc Director's Dealing 2017

Feb 16, 2017

31656_dirs_2017-02-16_0d58c2f4-8ec1-401e-ad08-2187fc3f37b8.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: DIEBOLD NIXDORF, Inc (DBD)
CIK: 0000028823
Period of Report: 2017-02-14

Reporting Person: KERR ALAN (SVP, Software)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-02-14 Common Shares A 3607 $29.25 Acquired 25100 Direct
2017-02-14 Common Shares F 1643 $29.25 Disposed 23457 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Non-Qualified Stock Option $38.02 2024-08-03 Common Stock (7751.0) 7751 Direct
Non-Qualified Stock Option $32.33 2025-02-04 Common Shares (22735.0) 22735 Direct
Non-Qualified Stock Option $27.39 2026-02-02 Common Shares (23744.0) 23744 Direct
Non-Qualified Stock Options $26.6 2027-02-07 Common Shares (44408.0) 44408 Direct

Footnotes

F1: Reflects delivery of performance shares earned for the 2016 performance period under the Transformation Grant and withholding of shares pursuant to tax withholding right.

F2: Number includes restricted stock units.

F3: Granted under the 1991 Equity and Performance Incentive Plan; option is generally exercisable in annual increments of 1/3, 1/3, 1/3 beginning one year from the date of grant.