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DIEBOLD NIXDORF, Inc Director's Dealing 2017

Feb 16, 2017

31656_dirs_2017-02-16_8c050424-11a4-468f-b7e3-11326191797c.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: DIEBOLD NIXDORF, Inc (DBD)
CIK: 0000028823
Period of Report: 2017-02-14

Reporting Person: Mattes Andreas W (Director, CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-02-14 Common Shares A 48466 $29.25 Acquired 215713 Direct
2017-02-14 Common Shares F 23696 $29.25 Disposed 192017 Direct
2017-02-14 Common Shares A 30471 $29.25 Acquired 222488 Direct
2017-02-14 Common Shares F 14898 $29.25 Disposed 207590 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Non-Qualified Stock Option $31.92 2023-06-05 Common Stock (98082.0) 98082 Direct
Non-Qualified Stock Option $34.13 2024-02-11 Common Stock (154766.0) 154766 Direct
Non-Qualified Stock Option $32.33 2025-02-04 Common Shares (200000.0) 200000 Direct
Non-Qualified Stock Option $27.39 2026-02-02 Common Shares (200000.0) 200000 Direct
Non-Qualified Stock Options $26.6 2027-02-07 Common Shares (200000.0) 200000 Direct

Footnotes

F1: Reflects delivery of shares earned under the 2015-2016 performance-based deferred shares award and withholding of shares pursuant to tax withholding right.

F2: Number includes restricted stock units.

F3: Reflects delivery of shares earned under the 2015-2016 Transformation Grant and withholding of shares pursuant to tax withholding right.

F4: Granted under the 1991 Equity and Performance Incentive Plan; option is generally exercisable in annual increments of 1/3, 1/3, 1/3 beginning one year from the date of grant.