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DIEBOLD NIXDORF, Inc — Director's Dealing 2017
Feb 16, 2017
31656_dirs_2017-02-16_8c050424-11a4-468f-b7e3-11326191797c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: DIEBOLD NIXDORF, Inc (DBD)
CIK: 0000028823
Period of Report: 2017-02-14
Reporting Person: Mattes Andreas W (Director, CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-02-14 | Common Shares | A | 48466 | $29.25 | Acquired | 215713 | Direct |
| 2017-02-14 | Common Shares | F | 23696 | $29.25 | Disposed | 192017 | Direct |
| 2017-02-14 | Common Shares | A | 30471 | $29.25 | Acquired | 222488 | Direct |
| 2017-02-14 | Common Shares | F | 14898 | $29.25 | Disposed | 207590 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Non-Qualified Stock Option | $31.92 | 2023-06-05 | Common Stock (98082.0) | 98082 | Direct |
| Non-Qualified Stock Option | $34.13 | 2024-02-11 | Common Stock (154766.0) | 154766 | Direct |
| Non-Qualified Stock Option | $32.33 | 2025-02-04 | Common Shares (200000.0) | 200000 | Direct |
| Non-Qualified Stock Option | $27.39 | 2026-02-02 | Common Shares (200000.0) | 200000 | Direct |
| Non-Qualified Stock Options | $26.6 | 2027-02-07 | Common Shares (200000.0) | 200000 | Direct |
Footnotes
F1: Reflects delivery of shares earned under the 2015-2016 performance-based deferred shares award and withholding of shares pursuant to tax withholding right.
F2: Number includes restricted stock units.
F3: Reflects delivery of shares earned under the 2015-2016 Transformation Grant and withholding of shares pursuant to tax withholding right.
F4: Granted under the 1991 Equity and Performance Incentive Plan; option is generally exercisable in annual increments of 1/3, 1/3, 1/3 beginning one year from the date of grant.
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