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DIEBOLD NIXDORF, Inc — Director's Dealing 2016
Feb 16, 2016
31656_dirs_2016-02-16_618015e7-f5a1-4ab0-9317-3b2661cd6fad.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: DIEBOLD INC (DBD)
CIK: 0000028823
Period of Report: 2016-02-11
Reporting Person: Kristoff John D (VP, Chief Communications Ofcr.)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-02-11 | Common Shares | A | 5000 | $23.01 | Acquired | 24838 | Direct |
| 2016-02-11 | Common Shares | A | 956 | $23.01 | Acquired | 25794 | Direct |
| 2016-02-11 | Common Shares | F | 365 | $23.01 | Disposed | 25429 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 8 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Non-Qualified Stock Option | $39.43 | 2016-02-19 | Common Stock (3500.0) | 3500 | Direct |
| Non-Qualified Stock Option | $47.27 | 2017-02-13 | Common Stock (3500.0) | 3500 | Direct |
| Non-Qualified Stock Option | $24.79 | 2019-02-10 | Common Stock (1250.0) | 1250 | Direct |
| Non-Qualified Stock Option | $27.88 | 2020-02-10 | Common Stock (2500.0) | 2500 | Direct |
| Non-Qualified Stock Option | $32.67 | 2021-02-09 | Common Stock (5500.0) | 5500 | Direct |
| Non-Qualified Stock Option | $34.89 | 2022-02-07 | Common Stock (9500.0) | 9500 | Direct |
| Non-Qualified Stock Option | $29.87 | 2023-02-05 | Common Stock (5789.0) | 5789 | Direct |
| Non-Qualified Stock Option | $34.13 | 2024-02-12 | Common Stock (8714.0) | 8714 | Direct |
| Non-Qualified Stock Option | $32.33 | 2025-02-05 | Common Shares (12838.0) | 12838 | Direct |
| Non-Qualified Stock Option | $27.39 | 2026-02-03 | Common Shares (13408.0) | 13408 | Direct |
Footnotes
F1: Number of 401(k) shares owned as of most current statement; fractional shares omitted.
F2: Award of restricted stock units; each restricted stock unit represents a contingent right to receive one share of Diebold Incorporated common stock.
F3: Number includes restricted stock units.
F4: Reflects delivery of performance shares earned for performance period 2015 under the Equity and Performance Incentive Plan, as amended, and withholding of shares pursuant to tax withholding right.
F5: Granted under the 1991 Equity and Performance Incentive Plan; option is generally exercisable in annual increments of 25% beginning one year from date of grant.
F6: Granted under the 1991 Equity and Performance Incentive Plan; option is generally exercisable in annual increments of 1/3, 1/3, 1/3 beginning one year from the date of grant.