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DIEBOLD NIXDORF, Inc — Director's Dealing 2016
Feb 16, 2016
31656_dirs_2016-02-16_cedabafc-893f-4965-a116-c887e525f844.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: DIEBOLD INC (DBD)
CIK: 0000028823
Period of Report: 2016-02-11
Reporting Person: Mattes Andreas W (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-02-11 | Common Shares | A | 23702 | $23.01 | Acquired | 149268 | Direct |
| 2016-02-11 | Common Shares | F | 7893 | $23.01 | Disposed | 141375 | Direct |
| 2016-02-11 | Common Shares | S | 3555 | $23.25 | Disposed | 137820 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Non-Qualified Stock Option | $31.92 | 2023-06-05 | Common Stock (98082.0) | 98082 | Direct |
| Non-Qualified Stock Option | $34.13 | 2024-02-12 | Common Stock (154766.0) | 154766 | Direct |
| Non-Qualified Stock Option | $32.33 | 2025-02-05 | Common Shares (200000.0) | 200000 | Direct |
| Non-Qualified Stock Option | $27.39 | 2026-02-03 | Common Shares (200000.0) | 200000 | Direct |
Footnotes
F1: Reflects delivery of performance shares earned for performance period 2015 under the Equity and Performance Incentive Plan, as amended, and withholding of shares pursuant to tax withholding right.
F2: Number includes restricted stock units.
F3: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by reporting person on December 9, 2015.
F4: Granted under the 1991 Equity and Performance Incentive Plan; option is generally exercisable in annual increments of 1/3, 1/3, 1/3 beginning one year from the date of grant.