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DIEBOLD NIXDORF, Inc — Director's Dealing 2013
Feb 8, 2013
31656_dirs_2013-02-08_ee794ee0-60c7-4f25-9001-b952e2b6a91d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: DIEBOLD INC (DBD)
CIK: 0000028823
Period of Report: 2013-02-06
Reporting Person: Mayes George S JR (EVP & Chief Operating Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-02-06 | Common Stock | A | 7515 | — | Acquired | 46496 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-02-06 | Non-qualified Stock Option | $29.87 | A | 44379 | Acquired | 2023-02-05 | Common Stock (44379) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 7685 | Indirect |
| Common Stock | 943 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Non-qualified Stock Option | $55.23 | 2015-02-09 | Common Stock (3000) | 3000 | Direct |
| Non-qualified Stock Option | $39.43 | 2016-02-19 | Common Stock (8000) | 8000 | Direct |
| Non-qualified Stock Option | $47.27 | 2017-02-13 | Common Stock (9500) | 9500 | Direct |
| Non-qualified Stock Option | $24.79 | 2019-02-10 | Common Stock (11250) | 3750 | Direct |
| Non-qualified Stock Option | $27.88 | 2020-02-10 | Common Stock (7500) | 7500 | Direct |
| Non-qualified Stock Option | $32.67 | 2021-02-09 | Common Stock (20000) | 20000 | Direct |
| Non-qualified Stock Option | $34.89 | 2022-02-07 | Common Stock (25000) | 25000 | Direct |
Footnotes
F1: Number of 401(k) shares owned as of most current statement; fractional shares omitted.
F2: Number of shares acquired under the Diebold, Incorporated Employee Stock Purchase Plan
F3: Award of restricted stock units; each restricted stock unit represents a contingent right to receive one share of Diebold, Incorporated common stock.
F4: Number includes restricted stock units.
F5: Granted under the 1991 Equity and Performance Incentive Plan; option is generally exercisable in annual increments of 1/3, 1/3, 1/3 beginning one year from the date of grant.