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DIEBOLD NIXDORF, Inc — Director's Dealing 2013
May 28, 2013
31656_dirs_2013-05-28_0d83206e-0d93-4746-b70b-7653b5a2a243.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: DIEBOLD INC (DBD)
CIK: 0000028823
Period of Report: 2013-05-23
Reporting Person: Deering Dennis D. (VP Global Service & Operations)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-05-23 | Common Stock | M | 2500 | $25.53 | Acquired | 7510 | Direct |
| 2013-05-23 | Common Stock | M | 3000 | $24.79 | Acquired | 10510 | Direct |
| 2013-05-23 | Common Stock | M | 2250 | $27.88 | Acquired | 12760 | Direct |
| 2013-05-23 | Common Stock | S | 7259 | $32.10 | Disposed | 5501 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-05-23 | Non-Qualified Stock Option | $25.53 | M | 2500 | Disposed | 2018-02-13 | Common Stock (2500) | Direct |
| 2013-05-23 | Non-Qualified Stock Option | $24.79 | M | 3000 | Disposed | 2019-02-11 | Common Stock (3000) | Direct |
| 2013-05-23 | Non-Qualified Stock Option | $27.88 | M | 2250 | Disposed | 2020-02-11 | Common Stock (3000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 3 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Non-Qualified Stock Option | $53.10 | 2014-02-11 | Common Stock (1800) | 1800 | Direct |
| Non-Qualified Stock Option | $55.23 | 2015-02-10 | Common Stock (1700) | 1700 | Direct |
| Non-Qualified Stock Option | $39.43 | 2016-02-20 | Common Stock (2100) | 2100 | Direct |
| Non-Qualified Stock Option | $47.27 | 2017-02-14 | Common Stock (2500) | 2500 | Direct |
| Non-Qualified Stock Option | $32.67 | 2021-02-10 | Common Stock (3000) | 3000 | Direct |
| Non-Qualified Stock Option | $34.89 | 2022-02-08 | Common Stock (3000) | 3000 | Direct |
Footnotes
F1: Number of 401(k) shares owned as of most current statement; fractional shares omitted.
F2: Number includes restricted stock units
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