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DIEBOLD NIXDORF, Inc — Director's Dealing 2010
Feb 16, 2010
31656_dirs_2010-02-16_da496011-c4a6-44cd-892c-dead1c0dc27f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: DIEBOLD INC (DBD)
CIK: 0000028823
Period of Report: 2010-02-11
Reporting Person: Hesse Chad F (Corporate Secretary)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2010-02-11 | Common Stock | A | 500 | — | Acquired | 1782 | Direct |
| 2010-02-11 | Common Stock | A | 2000 | — | Acquired | 3782 | Direct |
| 2010-02-14 | Common Stock | F | 72 | $28.04 | Disposed | 3710 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2010-02-11 | Non-qualified Stock Option | $27.88 | A | 3000 | Acquired | 2020-02-10 | Common Stock (3000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 254 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Non-qualified Stock Option | $47.27 | 2017-02-13 | Common Stock (700) | 700 | Direct |
| Non-qualified Stock Option | $25.53 | 2018-02-12 | Common Stock (1250) | 1250 | Direct |
| Non-qualified Stock Option | $24.79 | 2019-02-10 | Common Stock (3000) | 3000 | Direct |
Footnotes
F1: Number of 401(k) shares owned as of most current statement; fractional shares omitted.
F2: Award of restricted stock units; each restricted stock unit represents a contingent right to receive one share of Diebold, Incorporated common stock.
F3: Award of restricted stock units; each restricted stock unit represents a contingent right to receive one share of Diebold, Incorporated common stock. This award includes performance targets: 50% vest when stock trades for 20 consecutive trading days at $45/share or greater and 50% when stock trades at $55/share for 20 consecutive trading days.
F4: Shares withheld pursuant to exercise of tax withholding right under the 1991 Equity and Performance Incentive Plan - Restricted Stock Unit Award
F5: Number includes restricted stock units
F6: Granted under the 1991 Equity and Performance Incentive Plan; option is generally exercisable in annual increments of 25% beginning one year from date of grant.