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DIEBOLD NIXDORF, Inc — Director's Dealing 2010
Feb 16, 2010
31656_dirs_2010-02-16_3695ffba-ebe0-4e82-a404-dfd4423db8ed.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: DIEBOLD INC (DBD)
CIK: 0000028823
Period of Report: 2010-02-11
Reporting Person: CHEN JAMES L M (EVP, Int'l Operations)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2010-02-11 | Common Stock | A | 2500 | — | Acquired | 50926 | Direct |
| 2010-02-11 | Common Stock | A | 5000 | — | Acquired | 55926 | Direct |
| 2010-02-11 | Common Stock | A | 2750 | $27.88 | Acquired | 58676 | Direct |
| 2010-02-11 | Common Stock | F | 413 | $27.88 | Disposed | 58263 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2010-02-11 | Non-qualified Stock Option | $27.88 | A | 15000 | Acquired | 2020-02-10 | Common Stock (15000) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Non-Qualified Stock Option | $36.59 | 2012-02-05 | Common Stock (7500) | 5000 | Direct |
| Non-Qualified Stock Option | $36.31 | 2013-02-04 | Common Stock (10000) | 7500 | Direct |
| Non-Qualified Stock Option | $53.10 | 2014-02-10 | Common Stock (8000) | 8000 | Direct |
| Non-Qualified Stock Option | $55.23 | 2015-02-09 | Common Stock (8000) | 8000 | Direct |
| Non-Qualified Stock Option | $39.43 | 2016-02-19 | Common Stock (8000) | 8000 | Direct |
| Non-Qualified Stock Option | $47.27 | 2017-02-13 | Common Stock (9500) | 9500 | Direct |
| Non-qualified Stock Option | $25.53 | 2018-02-12 | Common Stock (10000) | 10000 | Direct |
| Non-qualified Stock Option | $24.79 | 2019-02-10 | Common Stock (15000) | 15000 | Direct |
Footnotes
F1: Award of restricted stock units; each restricted stock unit represents a contingent right to receive one share of Diebold, Incorporated common stock.
F2: Award of restricted stock units; each restricted stock unit represents a contingent right to receive one share of Diebold, Incorporated common stock. This award includes performance targets: 50% vest when stock trades for 20 consecutive trading days at $45/share or greater and 50% when stock trades at $55/share for 20 consecutive trading days.
F3: Reflects delivery of performance shares earned for performance period 2007-2009 under the Equity and Performance Incentive Plan, as amended, and withholding of shares pursuant to tax withholding right.
F4: Number includes restricted stock units
F5: Granted under the 1991 Equity and Performance Incentive Plan; option is generally exercisable in annual increments of 25% beginning one year from date of grant.