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DIEBOLD NIXDORF, Inc — Director's Dealing 2010
Aug 4, 2010
31656_dirs_2010-08-04_78975b0a-b8b7-4db3-bdef-de0d23dc02e1.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: DIEBOLD INC (DBD)
CIK: 0000028823
Period of Report: 2010-08-02
Reporting Person: Rutt Sheila M (VP, Chief HR Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2010-08-02 | Common Stock | M | 1000 | $26.156 | Acquired | 20005 | Direct |
| 2010-08-02 | Common Stock | S | 951 | $29.0323 | Disposed | 19054 | Direct |
| 2010-08-02 | Common Stock | M | 3750 | $25.53 | Acquired | 22804 | Direct |
| 2010-08-02 | Common Stock | S | 3510 | $29.0323 | Disposed | 19294 | Direct |
| 2010-08-02 | Common Stock | M | 3000 | $24.79 | Acquired | 22294 | Direct |
| 2010-08-02 | Common Stock | S | 2768 | $29.0323 | Disposed | 19526 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2010-08-02 | Non-qualified Stock Option | $26.156 | M | 1000 | Acquired | 2010-10-01 | Common Stock (1000) | Direct |
| 2010-08-02 | Non-qualified Stock Option | $25.53 | M | 3750 | Acquired | 2018-02-12 | Common Stock (7500) | Direct |
| 2010-08-02 | Non-qualified Stock Option | $24.79 | M | 3000 | Acquired | 2019-02-10 | Common Stock (12000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 453 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Non-qualified Stock Option | $28.69 | 2011-02-06 | Common Stock (2000) | 2000 | Direct |
| Non-qualified Stock Option | $36.59 | 2012-02-05 | Common Stock (5000) | 5000 | Direct |
| Non-qualified Stock Option | $36.31 | 2013-02-04 | Common Stock (5000) | 5000 | Direct |
| Non-qualified Stock Option | $53.10 | 2014-02-10 | Common Stock (5000) | 5000 | Direct |
| Non-qualified Stock Option | $55.23 | 2015-02-09 | Common Stock (6000) | 6000 | Direct |
| Non-qualified Stock Option | $39.43 | 2016-02-19 | Common Stock (8000) | 8000 | Direct |
| Non-qualified Stock Option | $47.27 | 2017-02-13 | Common Stock (7500) | 7500 | Direct |
| Non-qualified Stock Option | $27.88 | 2020-02-10 | Common Stock (12000) | 12000 | Direct |
Footnotes
F1: Number of 401(k) shares owned as of most current statement; fractional shares omitted.
F2: Number includes restricted stock units
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