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DIEBOLD NIXDORF, Inc — Director's Dealing 2010
Nov 12, 2010
31656_dirs_2010-11-12_4b7aadfa-2ed0-41f2-8d9a-bee4f67d0eb8.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: DIEBOLD INC (DBD)
CIK: 0000028823
Period of Report: 2010-11-09
Reporting Person: Rutt Sheila M (VP, Chief HR Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2010-11-09 | Common Stock | M | 2000 | $28.69 | Acquired | 21526 | Direct |
| 2010-11-09 | Common Stock | S | 1837 | $32.6578 | Disposed | 19689 | Direct |
| 2010-11-09 | Common Stock | S | 3 | $32.5504 | Disposed | 19686 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2010-11-09 | Non-qualified Stock Option | $28.69 | M | 2000 | Disposed | 2011-02-06 | Common Stock (2000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 457 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Non-qualified Stock Option | $36.59 | 2012-02-05 | Common Stock (5000) | 5000 | Direct |
| Non-qualified Stock Option | $36.31 | 2013-02-04 | Common Stock (5000) | 5000 | Direct |
| Non-qualified Stock Option | $53.10 | 2014-02-10 | Common Stock (5000) | 5000 | Direct |
| Non-qualified Stock Option | $55.23 | 2015-02-09 | Common Stock (6000) | 6000 | Direct |
| Non-qualified Stock Option | $39.43 | 2016-02-19 | Common Stock (8000) | 8000 | Direct |
| Non-qualified Stock Option | $47.27 | 2017-02-13 | Common Stock (7500) | 7500 | Direct |
| Non-qualified Stock Option | $25.53 | 2018-02-12 | Common Stock (7500) | 3750 | Direct |
| Non-qualified Stock Option | $24.79 | 2019-02-10 | Common Stock (12000) | 9000 | Direct |
| Non-qualified Stock Option | $27.88 | 2020-02-10 | Common Stock (12000) | 12000 | Direct |
Footnotes
F1: Number of 401(k) shares owned as of most current statement; fractional shares omitted.
F2: Number includes restricted stock units
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