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DIEBOLD NIXDORF, Inc — Director's Dealing 2009
Feb 13, 2009
31656_dirs_2009-02-13_d317850c-2969-4771-ad8e-e5293d284c98.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: DIEBOLD INC (DBD)
CIK: 0000028823
Period of Report: 2009-02-11
Reporting Person: KRAKORA KEVIN J (EVP & CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2009-02-11 | Common Stock | A | 11400 | $24.79 | Acquired | 30459 | Direct |
| 2009-02-11 | Common Stock | F | 5124 | $24.79 | Disposed | 25335 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2009-02-11 | Non-qualified Stock Option | $24.79 | A | 25000 | Acquired | 2019-02-10 | Common Stock (25000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 473 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Non-qualified Stock Option | $35.60 | 2011-09-17 | Common Stock (5000) | 5000 | Direct |
| Non-qualified Stock Option | $36.59 | 2012-02-05 | Common Stock (10000) | 10000 | Direct |
| Non-qualified Stock Option | $36.31 | 2013-02-04 | Common Stock (10000) | 10000 | Direct |
| Non-qualified Stock Option | $53.10 | 2014-02-10 | Common Stock (7000) | 7000 | Direct |
| Non-qualified Stock Option | $55.23 | 2015-02-09 | Common Stock (6500) | 6500 | Direct |
| Non-qualified Stock Option | $39.43 | 2016-02-19 | Common Stock (25000) | 25000 | Direct |
| Non-qualified Stock Option | $47.27 | 2017-02-13 | Common Stock (25000) | 25000 | Direct |
| Non-qualified Stock Option | $25.53 | 2018-02-12 | Common Stock (20000) | 20000 | Direct |
Footnotes
F1: Number of 401(k) shares owned as of most recent statement; fractional shares omitted.
F2: Reflects delivery of performance shares earned for performance period 2006-2008 under the 1991 Equity and Performance Incentive Plan, as amended, and withholding of shares pursuant to tax withholding right.
F3: Number includes restricted stock units
F4: Granted under the 1991 Equity and Performance Incentive Plan; option is generally exercisable in annual increments of 25% beginning one year from date of grant.
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