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DIEBOLD NIXDORF, Inc — Director's Dealing 2009
Feb 13, 2009
31656_dirs_2009-02-13_55b5431a-0bb3-412e-82a7-11b97515048e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: DIEBOLD INC (DBD)
CIK: 0000028823
Period of Report: 2009-02-11
Reporting Person: SWIDARSKI THOMAS W (Director, President & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2009-02-11 | Common Stock | A | 22800 | $24.79 | Acquired | 74577 | Direct |
| 2009-02-11 | Common Stock | F | 10203 | $24.79 | Disposed | 64373 | Direct |
| 2009-02-11 | Common Stock | G | 12597 | — | Disposed | 51777 | Direct |
| 2009-02-11 | Common Stock | G | 12597 | — | Acquired | 21404 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2009-02-11 | Non-qualified Stock Option | $24.79 | A | 150000 | Acquired | 2019-02-10 | Common Stock (150000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1472 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Non-qualified Stock Option | $22.88 | 2010-01-26 | Common Stock (1500) | 1500 | Direct |
| Non-qualified Stock Option | $28.69 | 2011-02-06 | Common Stock (8000) | 8000 | Direct |
| Non-qualified Stock Option | $36.59 | 2012-02-05 | Common Stock (15000) | 15000 | Direct |
| Non-qualified Stock Option | $36.31 | 2013-02-04 | Common Stock (20000) | 20000 | Direct |
| Non-qualified Stock Option | $53.10 | 2014-02-10 | Common Stock (25000) | 25000 | Direct |
| Non-qualified Stock Option | $55.23 | 2015-02-09 | Common Stock (22900) | 22900 | Direct |
| Non-qualified Stock Option | $37.87 | 2012-12-11 | Common Stock (150000) | 150000 | Direct |
| Non-qualified Stock Option | $25.53 | 2018-02-12 | Common Stock (120000) | 120000 | Direct |
Footnotes
F1: Number of 401(k) shares owned as of most current statement; fractional shares omitted.
F2: Reflects delivery of performance shares earned for performance period 2006-2008 under the 1991 Equity and Performance Incentive Plan, as amended, and withholding of shares pursuant to tax withholding right.
F3: Number includes restricted stock units
F4: 75,000 of these options became exercisable when the stock traded at $50/share or higher for 20 consecutive trading days in July 2007, and the second 75,000 will become exercisable when the stock trades at $60/share or higher for 20 consecutive trading days. All remaining options will become exercisable on the sixth anniversary date of the award.
F5: Granted under the 1991 Equity and Performance Incentive Plan; option is generally exercisable in annual increments of 25% beginning one year from date of grant.