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DIEBOLD NIXDORF, Inc — Director's Dealing 2009
Aug 25, 2009
31656_dirs_2009-08-25_0745ef74-0e2e-4c36-a37c-d2aa11048a5e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: DIEBOLD INC (DBD)
CIK: 0000028823
Period of Report: 2009-08-21
Reporting Person: BUCCI DAVID (SVP, Customer Solutions Group)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2009-08-21 | Common Stock | M | 35000 | $22.88 | Acquired | 59775 | Direct |
| 2009-08-21 | Common Stock | S | 35000 | $30.1948 | Disposed | 24775 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2009-08-21 | Non-qualified Stock Option | $22.88 | M | 35000 | Disposed | 2010-01-26 | Common Stock (35000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 3344 | Indirect |
| Common Stock | 30127 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Non-qualified Stock Option | $28.69 | 2011-02-06 | Common Stock (25000) | 25000 | Direct |
| Non-qualified Stock Option | $36.59 | 2012-02-05 | Common Stock (25000) | 25000 | Direct |
| Non-qualified Stock Option | $36.31 | 2013-02-04 | Common Stock (25000) | 25000 | Direct |
| Non-qualified Stock Option | $53.10 | 2014-02-10 | Common Stock (25000) | 25000 | Direct |
| Non-qualified Stock Option | $55.23 | 2015-02-09 | Common Stock (25000) | 25000 | Direct |
| Non-qualified Stock Option | $39.43 | 2016-02-19 | Common Stock (25000) | 25000 | Direct |
| Non-qualified Stock Option | $47.27 | 2017-02-13 | Common Stock (20000) | 20000 | Direct |
| Non-qualified Stock Option | $25.53 | 2018-02-12 | Common Stock (10000) | 10000 | Direct |
| Non-qualified Stock Option | $24.79 | 2019-02-10 | Common Stock (12000) | 12000 | Direct |
Footnotes
F1: Number of 401(k) shares owned as of most current statement; fractional shares omitted.
F2: Price reflects the weighted average sale price for multiple transactions that ranged from $30.13 to $30.55 per share. The Reporting Person undertakes to provide, upon request by the Commission Staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
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