Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

DIEBOLD NIXDORF, Inc Director's Dealing 2009

Nov 10, 2009

31656_dirs_2009-11-10_8cbcfda8-7993-4707-ac4d-fec8b9003bb5.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: DIEBOLD INC (DBD)
CIK: 0000028823
Period of Report: 2009-11-06

Reporting Person: SWIDARSKI THOMAS W (Director, President & CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2009-11-06 Common Stock M 1500 $22.88 Acquired 53277 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2009-11-06 Non-qualified Stock Option $22.88 M 1500 Acquired 2010-01-26 Common Stock (1500) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 1516 Indirect
Common Stock 21404 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Non-qualified Stock Option $28.69 2011-02-06 Common Stock (8000) 8000 Direct
Non-qualified Stock Option $36.59 2012-02-05 Common Stock (15000) 15000 Direct
Non-qualified Stock Option $36.31 2013-02-04 Common Stock (20000) 20000 Direct
Non-qualified Stock Option $53.10 2014-02-10 Common Stock (25000) 25000 Direct
Non-qualified Stock Option $55.23 2015-02-09 Common Stock (22900) 22900 Direct
Non-qualified Stock Option $37.87 2012-12-11 Common Stock (150000) 150000 Direct
Non-qualified Stock Option $25.53 2018-02-12 Common Stock (120000) 120000 Direct
Non-qualified Stock Option $24.79 2019-02-10 Common Stock (150000) 150000 Direct

Footnotes

F1: Number of 401(k) shares owned as of most current statement; fractional shares omitted.

F2: Number includes restricted stock units

F3: 75,000 of these options became exercisable when the stock traded at $50/share or higher for 20 consecutive trading days in July 2007, and the second 75,000 will become exercisable when the stock trades at $60/share or higher for 20 consecutive trading days. All remaining options will become exercisable on the sixth anniversary date of the award.