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DICK'S SPORTING GOODS, INC. — Director's Dealing 2023
Dec 28, 2023
30298_dirs_2023-12-27_a0e59e8d-56d4-419e-af80-147800cce477.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: DICK'S SPORTING GOODS, INC. (DKS)
CIK: 0001089063
Period of Report: 2023-06-07
Reporting Person: Gupta Navdeep (EVP, Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-06-07 | Common Stock, par value $0.01 per share | M | 3552 | $32.77 | Acquired | 114858 | Direct |
| 2023-06-07 | Common Stock, par value $0.01 per share | F | 2027 | $136.5487 | Disposed | 112831 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-06-07 | Stock Option (Right to Buy) | $32.77 | M | 3552 | Disposed | 2026-04-03 | Common Stock, par value $0.01 per share (3552) | Direct |
Footnotes
F1: On June 9, 2023, the reporting person filed a Form 4 which incorrectly reported the exercise of a stock option for 2,027 shares of the issuer's common stock and the subsequent sale of all 2,027 of those shares on June 7, 2023. In fact, as reported in this amendment, the reporting person exercised the stock option for all of the 3,552 shares of common stock underlying the stock option, and then proceeded to sell 2,027 of those shares to cover the applicable exercise and tax obligations with respect to such exercise. As a result, the total amount of non-derivative securities beneficially owned by the insider was understated by 1,525 shares in subsequently reported transactions prior to the date of this amendment filing.
F2: The exercise price shown has been adjusted from the grant date exercise price due to the special cash dividend paid by the Company on September 24, 2021, which was required by the Company's Amended and Restated 2012 Stock and Incentive Plan.
F3: The stock option award representing the right to purchase 14,205 shares of common stock vested in four equal annual installments beginning on April 3, 2020.