AI assistant
DICK'S SPORTING GOODS, INC. — Director's Dealing 2021
Jan 14, 2021
30298_dirs_2021-01-14_cd51b16f-0616-430e-8ad3-02bd95504428.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: DICK'S SPORTING GOODS, INC. (DKS)
CIK: 0001089063
Period of Report: 2021-01-12
Reporting Person: STACK EDWARD W (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-01-12 | Common Stock, par value $0.01 per share | M | 31120 | $55.29 | Acquired | 10113172 | Direct |
| 2021-01-12 | Common Stock, par value $0.01 per share | S | 31120 | $66.9106 | Disposed | 10082052 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-01-12 | Stock Option (Right to Buy) | $55.29 | M | 31120 | Disposed | 2021-04-03 | Common Stock, par value $0.01 per share (31120) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, par value $0.01 per share | 3758888 | Indirect |
Footnotes
F1: Amount includes 9,049,087 shares of Class B common stock (the "Class B Common Stock"), which is not registered under the Securities Exchange Act of 1934, as amended. Holders of Class B Common Stock have identical rights to holders of common stock, except that holders of Class B Common Stock are entitled to 10 votes for each share held of record. Each share of Class B Common Stock is convertible at any time, at the option of the holder, into one share of common stock.
F2: These sales were executed in a series of transactions with a price range of $66.75 to $67.13, inclusive. The reporting person undertakes to provide to Dick's Sporting Goods, Inc., any security holder of Dick's Sporting Goods, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F3: These shares are held by the Edward W. Stack Grantor Retained Annuity Trust X.
F4: The option vested in four equal installments on April 3, 2015, April 3, 2016, April 3, 2017 and April 3, 2018.