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DICK'S SPORTING GOODS, INC. — Director's Dealing 2020
Mar 24, 2020
30298_dirs_2020-03-24_eb04f5f6-199e-4d0a-bb89-26b7b06d88a6.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: DICK'S SPORTING GOODS, INC. (DKS)
CIK: 0001089063
Period of Report: 2020-03-22
Reporting Person: STACK EDWARD W (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-03-22 | Common Stock, par value $0.01 per share | A | 416419 | — | Acquired | 5856903 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-03-22 | Stock Option (Right to Buy) | $16.81 | A | 958466 | Acquired | 2027-03-22 | Common Stock, par value $0.01 per share (958466) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, par value $0.01 per share | 1187473 | Indirect |
| Common Stock, par value $0.01 per share | 719833 | Indirect |
| Common Stock, par value $0.01 per share | 1480834 | Indirect |
| Common Stock, par value $0.01 per share | 6000000 | Indirect |
Footnotes
F1: Shares of time-based restricted stock, subject to vesting.
F2: Total option grant for 958,466 shares of common stock vests 25% per year on the first, second, third and fourth anniversaries of the date of the grant.
F3: Amount includes 4,132,843 shares of Class B common stock (the "Class B Common Stock"), which is not registered under the Securities Exchange Act of 1934, as amended. Holders of Class B Common Stock have identical rights to holders of common stock, except that holders of Class B Common Stock are entitled to 10 votes for each share held of record. Each share of Class B Common Stock is convertible at any time, at the option of the holder, into one share of common stock.
F4: These shares are held by the Edward W. Stack Grantor Retained Annuity Trust V.
F5: These shares are held by the Edward W. Stack Grantor Retained Annuity Trust VII.
F6: These shares are held by the Edward W. Stack Grantor Retained Annuity Trust VIII.
F7: These shares are held by the Edward W. Stack Grantor Retained Annuity Trust X.