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DICK'S SPORTING GOODS, INC. — Director's Dealing 2019
Apr 5, 2019
30298_dirs_2019-04-05_eddea4f4-be56-46a5-87a9-95075447458b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: DICKS SPORTING GOODS INC (DKS)
CIK: 0001089063
Period of Report: 2019-04-03
Reporting Person: STACK EDWARD W (Director, Chairman and CEO, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-04-03 | Common Stock, par value $0.01 per share | A | 137184 | $0.00 | Acquired | 6293553 | Direct |
| 2019-04-03 | Common Stock, par value $0.01 per share | F | 40812 | $38.27 | Disposed | 6252741 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-04-03 | Employee Stock Option (Right to Buy) | $38.27 | A | 210478 | Acquired | 2026-04-03 | Common Stock, par value $0.01 per share (210478) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, par value $0.01 per share | 1547748 | Indirect |
| Common Stock, par value $0.01 per share | 950333 | Indirect |
| Common Stock, par value $0.01 per share | 1737833 | Indirect |
| Common Stock, par value $0.01 per share | 2199834 | Indirect |
| Common Stock, par value $0.01 per share | 3685899 | Indirect |
Footnotes
F1: Shares of time-based restricted stock, subject to vesting.
F2: Amount includes 4,945,100 shares of Class B common stock (the "Class B Common Stock"), which is not registered under the Securities Exchange Act of 1934, as amended. Holders of Class B Common Stock have identical rights to holders of common stock, except that holders of Class B Common Stock are entitled to 10 votes for each share held of record. Each share of Class B Common Stock is convertible at any time, at the option of the holder, into one share of common stock.
F3: These shares are held by the Edward W. Stack Grantor Retained Annuity Trust V.
F4: These shares are held by the Edward W. Stack Grantor Retained Annuity Trust VI.
F5: These shares are held by the Edward W. Stack Grantor Retained Annuity Trust VII.
F6: These shares are held by the Edward W. Stack Grantor Retained Annuity Trust VIII.
F7: These shares are held by the Edward W. Stack Grantor Retained Annuity Trust IX.
F8: Stock option vests 25% per year on the first, second, third and fourth anniversaries of the date of grant.