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DICK'S SPORTING GOODS, INC. — Director's Dealing 2018
Mar 9, 2018
30298_dirs_2018-03-09_93648fec-bc2a-433d-8166-ab01df56c7e0.zip
Director's Dealing
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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: DICKS SPORTING GOODS INC (DKS)
CIK: 0001089063
Period of Report: 2018-02-03
Reporting Person: STACK EDWARD W (Director, Chairman and CEO, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-05-26 | Common Stock, par value $0.01 per share | G | 1000311 | $0.00 | Disposed | 0 | Indirect |
| 2017-12-18 | Common Stock, par value $0.01 per share | G | 1191 | $0.00 | Disposed | 1336654 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, par value $0.01 per share | 1837748 | Indirect |
| Common Stock, par value $0.01 per share | 2295333 | Indirect |
| Common Stock, par value $0.01 per share | 2637833 | Indirect |
| Common Stock, par value $0.01 per share | 2839834 | Indirect |
| Common Stock, par value $0.01 per share | 5455999 | Indirect |
Footnotes
F1: On May 26, 2010, Mr. Stack contributed shares of Class B Common Stock to the Edward W. Stack Grantor Retained Annuity Trust IV for the benefit of himself and his children. Thereafter, shares have been transferred annually from the trust to Mr. Stack to satisfy annuity payment obligations, including 439,000 shares transferred from the trust to Mr. Stack on May 26, 2017 (as reflected herein). Upon termination of the Grantor Retained Annuity Trust IV on May 26, 2017, the remaining 1,000,311 shares held by the trust were gifted to the Edward W. Stack Irrevocable Trust, in which Mr. Stack has neither a direct nor indirect beneficial ownership interest.
F2: Amount reflects shifts from indirect to direct ownership of the following shares of Class B Common Stock from the indicated Edward W. Stack Grantor Retained Annuity Trust to Mr. Stack directly to satisfy annual annuity payment obligations (i) on May 26, 2017, 439,000 shares from the Edward W. Stack Grantor Retained Annuity Trust IV and 221,000 shares from the Edward W. Stack Grantor Retained Annuity Trust V, and (ii) on June 19, 2017, 1,038,000 shares from the Edward W. Stack Grantor Retained Annuity Trust VI, 695,500 shares from the Edward W. Stack Grantor Retained Annuity Trust VII, and 493,500 shares from the Edward W. Stack Grantor Retained Annuity Trust VIII. Amount also reflects a subsequent shift from direct to indirect ownership of 5,455,999 shares of Class B Common Stock from Edward W. Stack into the Edward W. Stack Grantor Retained Annuity Trust IX on November 22, 2017, as reflected in this filing.
F3: These shares are held by the Edward W. Stack Grantor Retained Annuity Trust V.
F4: These shares are held by the Edward W. Stack Grantor Retained Annuity Trust VI.
F5: These shares are held by the Edward W. Stack Grantor Retained Annuity Trust VII.
F6: These shares are held by the Edward W. Stack Grantor Retained Annuity Trust VIII.
F7: These shares are held by the Edward W. Stack Grantor Retained Annuity Trust IX.