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DICK'S SPORTING GOODS, INC. — Director's Dealing 2018
Apr 5, 2018
30298_dirs_2018-04-05_cd12a053-7ccd-44de-a4af-8a0a038f0ea0.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: DICKS SPORTING GOODS INC (DKS)
CIK: 0001089063
Period of Report: 2018-04-03
Reporting Person: STACK EDWARD W (Director, Chairman and CEO, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-04-03 | Common Stock, par value $0.01 per share | A | 103520 | $0.00 | Acquired | 1418571 | Direct |
| 2018-04-03 | Common Stock, par value $0.01 per share | F | 31787 | $33.81 | Disposed | 1386784 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-04-03 | Employee Stock Option (Right to Buy) | $33.81 | A | 160600 | Acquired | 2025-04-03 | Common Stock, par value $0.01 per share (160600) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, par value $0.01 per share | 1837748 | Indirect |
| Common Stock, par value $0.01 per share | 2295333 | Indirect |
| Common Stock, par value $0.01 per share | 2637833 | Indirect |
| Common Stock, par value $0.01 per share | 2839834 | Indirect |
| Common Stock, par value $0.01 per share | 5455999 | Indirect |
Footnotes
F1: Shares of time-based restricted stock, subject to vesting.
F2: These shares are held by the Edward W. Stack Grantor Retained Annuity Trust V.
F3: These shares are held by the Edward W. Stack Grantor Retained Annuity Trust VI.
F4: These shares are held by the Edward W. Stack Grantor Retained Annuity Trust VII.
F5: These shares are held by the Edward W. Stack Grantor Retained Annuity Trust VIII.
F6: These shares are held by the Edward W. Stack Grantor Retained Annuity Trust IX.
F7: Stock option vests 25% per year on the first, second, third and fourth anniversaries of the date of grant.