AI assistant
DICK'S SPORTING GOODS, INC. — Director's Dealing 2017
Apr 5, 2017
30298_dirs_2017-04-05_b75aae70-deda-438b-91c8-ea1f9248e168.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: DICKS SPORTING GOODS INC (DKS)
CIK: 0001089063
Period of Report: 2017-04-03
Reporting Person: STACK EDWARD W (Director, Chairman and CEO, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-04-03 | Common Stock, par value $0.01 per share | A | 106990 | $0.00 | Acquired | 3920841 | Direct |
| 2017-04-03 | Common Stock, par value $0.01 per share | F | 13997 | $49.07 | Disposed | 3906844 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-04-03 | Employee Stock Option (Right to Buy) | $49.07 | A | 151210 | Acquired | 2024-04-03 | Common Stock, par value $0.01 per share (151210) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, par value $0.01 per share | 1439311 | Indirect |
| Common Stock, par value $0.01 per share | 2058748 | Indirect |
| Common Stock, par value $0.01 per share | 3333333 | Indirect |
| Common Stock, par value $0.01 per share | 3333333 | Indirect |
| Common Stock, par value $0.01 per share | 3333334 | Indirect |
Footnotes
F1: Shares of time-based restricted stock, subject to vesting.
F2: Amount includes 2,568,999 shares of Class B common stock (the "Class B Common Stock"), which is not registered under the Securities Exchange Act of 1934, as amended. Holders of Class B Common Stock have identical rights to holders of common stock, except that holders of Class B Common Stock are entitled to 10 votes for each share held of record. Each share of Class B Common Stock is convertible at any time, at the option of the holder, into one share of common stock.
F3: These shares are held by the Edward W. Stack Grantor Retained Annuity Trust IV.
F4: These shares are held by the Edward W. Stack Grantor Retained Annuity Trust V.
F5: These shares are held by the Edward W. Stack Grantor Retained Annuity Trust VI.
F6: These shares are held by the Edward W. Stack Grantor Retained Annuity Trust VII.
F7: These shares are held by the Edward W. Stack Grantor Retained Annuity Trust VIII.
F8: Stock option vests 25% per year on the first, second, third and fourth anniversaries of the date of grant.