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DICK'S SPORTING GOODS, INC. — Director's Dealing 2016
Mar 14, 2016
30298_dirs_2016-03-14_418ba0f9-ea65-4479-bd11-0b879380acf9.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: DICKS SPORTING GOODS INC (DKS)
CIK: 0001089063
Period of Report: 2016-03-10
Reporting Person: STACK EDWARD W (Director, Chairman and CEO, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-03-10 | Common Stock, par value $0.01 per share | M | 160000 | $13.82 | Acquired | 13240741 | Direct |
| 2016-03-10 | Common Stock, par value $0.01 per share | S | 139152 | $45.5146 | Disposed | 13101589 | Direct |
| 2016-03-10 | Common Stock, par value $0.01 per share | S | 20848 | $46.018 | Disposed | 13080741 | Direct |
| 2016-03-11 | Common Stock, par value $0.01 per share | M | 135000 | $13.82 | Acquired | 13215741 | Direct |
| 2016-03-11 | Common Stock, par value $0.01 per share | S | 135000 | $45.8693 | Disposed | 13080741 | Direct |
| 2016-03-14 | Common Stock, par value $0.01 per share | M | 50000 | $13.82 | Acquired | 13130741 | Direct |
| 2016-03-14 | Common Stock, par value $0.01 per share | M | 135000 | $13.82 | Acquired | 13265741 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-03-10 | Stock Option (Right to Buy) | $13.82 | M | 160000 | Disposed | 2016-03-18 | Common Stock, par value $0.01 per share (160000) | Direct |
| 2016-03-11 | Stock Option (Right to Buy) | $13.82 | M | 135000 | Disposed | 2016-03-18 | Common Stock, par value $0.01 per share (135000) | Direct |
| 2016-03-14 | Stock Option (Right to Buy) | $13.82 | M | 50000 | Disposed | 2016-03-18 | Common Stock, par value $0.01 per share (50000) | Direct |
| 2016-03-14 | Stock Option (Right to Buy) | $13.82 | M | 135000 | Disposed | 2016-03-18 | Common Stock, par value $0.01 per share (135000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, par value $0.01 per share | 1689561 | Indirect |
| Common Stock, par value $0.01 per share | 2176948 | Indirect |
Footnotes
F1: Amount includes 12,200,549 shares of Class B common stock (the "Class B Common Stock"), which is not registered under the Securities Exchange Act of 1934, as amended. Holders of Class B Common Stock have identical rights to holders of common stock, except that holders of Class B Common Stock are entitled to 10 votes for each share held of record. Each share of Class B Common Stock is convertible at any time, at the option of the holder, into one share of common stock.
F2: Represents the weighted average of multiple sales transactions ranging in price from $44.95 to $45.94. Mr. Stack agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.
F3: Represents the weighted average of multiple sales transactions ranging in price from $45.95 to $46.15. Mr. Stack agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.
F4: Represents the weighted average of multiple sales transactions ranging in price from $45.66 to $46.03. Mr. Stack agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.
F5: These shares are held by the Edward W. Stack Grantor Retained Annuity Trust IV.
F6: These shares are held by the Edward W. Stack Grantor Retained Annuity Trust V.
F7: Option vested 25% per year over a four year period, on the anniversary date of the grant.