Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

DICK'S SPORTING GOODS, INC. Director's Dealing 2016

Mar 14, 2016

30298_dirs_2016-03-14_418ba0f9-ea65-4479-bd11-0b879380acf9.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: DICKS SPORTING GOODS INC (DKS)
CIK: 0001089063
Period of Report: 2016-03-10

Reporting Person: STACK EDWARD W (Director, Chairman and CEO, 10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-03-10 Common Stock, par value $0.01 per share M 160000 $13.82 Acquired 13240741 Direct
2016-03-10 Common Stock, par value $0.01 per share S 139152 $45.5146 Disposed 13101589 Direct
2016-03-10 Common Stock, par value $0.01 per share S 20848 $46.018 Disposed 13080741 Direct
2016-03-11 Common Stock, par value $0.01 per share M 135000 $13.82 Acquired 13215741 Direct
2016-03-11 Common Stock, par value $0.01 per share S 135000 $45.8693 Disposed 13080741 Direct
2016-03-14 Common Stock, par value $0.01 per share M 50000 $13.82 Acquired 13130741 Direct
2016-03-14 Common Stock, par value $0.01 per share M 135000 $13.82 Acquired 13265741 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2016-03-10 Stock Option (Right to Buy) $13.82 M 160000 Disposed 2016-03-18 Common Stock, par value $0.01 per share (160000) Direct
2016-03-11 Stock Option (Right to Buy) $13.82 M 135000 Disposed 2016-03-18 Common Stock, par value $0.01 per share (135000) Direct
2016-03-14 Stock Option (Right to Buy) $13.82 M 50000 Disposed 2016-03-18 Common Stock, par value $0.01 per share (50000) Direct
2016-03-14 Stock Option (Right to Buy) $13.82 M 135000 Disposed 2016-03-18 Common Stock, par value $0.01 per share (135000) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock, par value $0.01 per share 1689561 Indirect
Common Stock, par value $0.01 per share 2176948 Indirect

Footnotes

F1: Amount includes 12,200,549 shares of Class B common stock (the "Class B Common Stock"), which is not registered under the Securities Exchange Act of 1934, as amended. Holders of Class B Common Stock have identical rights to holders of common stock, except that holders of Class B Common Stock are entitled to 10 votes for each share held of record. Each share of Class B Common Stock is convertible at any time, at the option of the holder, into one share of common stock.

F2: Represents the weighted average of multiple sales transactions ranging in price from $44.95 to $45.94. Mr. Stack agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.

F3: Represents the weighted average of multiple sales transactions ranging in price from $45.95 to $46.15. Mr. Stack agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.

F4: Represents the weighted average of multiple sales transactions ranging in price from $45.66 to $46.03. Mr. Stack agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.

F5: These shares are held by the Edward W. Stack Grantor Retained Annuity Trust IV.

F6: These shares are held by the Edward W. Stack Grantor Retained Annuity Trust V.

F7: Option vested 25% per year over a four year period, on the anniversary date of the grant.