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DICK'S SPORTING GOODS, INC. — Director's Dealing 2014
Apr 7, 2014
30298_dirs_2014-04-07_9ae1f17b-4f76-43f8-8928-f6a40917445e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: DICKS SPORTING GOODS INC (DKS)
CIK: 0001089063
Period of Report: 2014-04-03
Reporting Person: STACK EDWARD W (Director, Chairman and Chief Exec. Off., 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-04-03 | Common Stock, par value $0.01 per share | A | 31651 | — | Acquired | 11209088 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-04-03 | Stock Option (Right to Buy) | $55.29 | A | 31120 | Acquired | 2021-04-03 | Common Stock, par value $0.01 per share (31120) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, par value $0.01 per share | 1770332 | Indirect |
| Common Stock, par value $0.01 per share | 2133161 | Indirect |
| Common Stock, par value $0.01 per share | 2366248 | Indirect |
Footnotes
F1: Shares of time-based restricted stock, subject to vesting.
F2: Amount includes 10,788,244 shares of Class B common stock (the "Class B Common Stock"), which is not registered under the Securities Exchange Act of 1934, as amended. Holders of Class B Common Stock have identical rights to holders of common stock, except that holders of Class B Common Stock are entitled to 10 votes for each share held of record. Each share of Class B Common Stock is convertible at any time, at the option of the holder, into one share of common stock.
F3: Shares of Class B Common Stock held by the Edward W. Stack Grantor Retained Annuity Trust III.
F4: Shares of Class B Common Stock held by the Edward W. Stack Grantor Retained Annuity Trust IV.
F5: Shares of Class B Common Stock held by the Edward W. Stack Grantor Retained Annuity Trust V.
F6: Option for 31,120 shares of common stock vests 25% per year on the first, second, third and fourth anniversaries of the grant date.