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DICK'S SPORTING GOODS, INC. — Director's Dealing 2011
Mar 17, 2011
30298_dirs_2011-03-17_79a03e43-b93d-4396-8c7c-fc44178fcab7.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: DICKS SPORTING GOODS INC (DKS)
CIK: 0001089063
Period of Report: 2011-03-15
Reporting Person: STACK EDWARD W (Director, Chairman and Chief Exec. Off., 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-03-15 | Common Stock, par value $.01 per share | A | 95000 | — | Acquired | 6262433 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-03-15 | Stock Optrion (Right to Buy) | $40.00 | M | 136571 | Acquired | 2018-03-15 | Common Stock, par value $.01 per share (136571) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, par value $.01 per share | 2525000 | Indirect |
| Common Stock, par value $.01 per share | 2525000 | Indirect |
| Common Stock, par value $.01 per share | 2525000 | Indirect |
| Common Stock, par value $.01 per share | 2525000 | Indirect |
| Common Stock, par value $.01 per share | 2521808 | Indirect |
Footnotes
F1: Amount includes 5,998,275 shares of Class B common stock (the "Class B Common Stock"), which are not registered under the Securities Exchange Act of 1934, as amended. Holders of Class B Common Stock have identical rights to holders of common stock, except that holders of Class B Common Stock are entitled to 10 votes for each share held of record. Each share of Class B Common Stock is convertible, at any time, at the option of the holder, into one share of common stock.
F2: Represents shares of Class B Common Stock.
F3: These shares are held by the Edward W. Stack Grantor Retained Annuity Trust I.
F4: These shares are held by the Edward W. Stack Grantor Retained Annuity Trust II.
F5: These shares are held by the Edward W. Stack Grantor Retained Annuity Trust III.
F6: These shares are held by the Edward W. Stack Grantor Retained Annuity Trust IV.
F7: These shares are held by the Edward W. Stack Grantor Retained Annuity Trust V.
F8: Shares of restricted stock, subject to vesting.
F9: Option vests 25% per year over a four year period, on the anniversary of the date of the grant.