Diageo PLC — Regulatory Filings 2017

May 2, 2017

6-K 1 batchfiling-april2017.htm BATCH FILING Document created using Blueprint(R) - powered by Issuer Direct - www.issuerdirect.com Copyright 2017 Issuer Direct Corporation Blueprint

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, DC 20549

FORM 6-K

REPORT OF FOREIGN PRIVATE ISSUER

PURSUANT TO RULE 13a-16 OR 15d-16 OF THE

SECURITIES EXCHANGE ACT OF 1934

For the month of April 2017

Commission File Number: 001-10691

DIAGEO plc

( Translation of registrant’s name into English )

Lakeside Drive, Park Royal, London NW10 7HQ

( Address of principal executive offices )

Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F.

Form 20-F X Form 40-F

Indicate by check mark whether the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):

Indicate by check mark whether the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):

List identifying information required to be furnished

by Diageo plc pursuant to Rule 13a-16 or 15d-16 of

The Securities Exchange Act 1934

1-30 April 2017

| Information Public
Announcements/Press | Required by/when The
Stock Exchange, London |
| --- | --- |
| Announcement Director/PDMR Shareholding 10
April 2017 | Announcement Director/PDMR Shareholding 18
April 2017 |
| Announcement Director/PDMR Shareholding 21
April 2017 | |

Diageo PLC – Director/PDMR Shareholding

Dated 10 April 2017

Diageo plc (the " Company ")

Transaction notification

| 1. — a) | Details of Restricted Person / person closely associated with them
("PCA") — Name | 1. KA MIKELLS 2. D CUTTER 3. S MORIARTY 4. J FERRÁN | |
| --- | --- | --- | --- |
| b) | Position
/ status | 1. CFO 2. MEMBER OF EXECUTIVE COMMITTEE 3. MEMBER OF EXECUTIVE COMMITTEE 4. CHAIRMAN | |
| c) | Initial
notification / amendment | INITIAL NOTIFICATION | |
| 2. | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | | |
| a) | Full
name of entity | DIAGEO PLC | |
| b) | Legal
Entity Identifier Code | 213800ZVIELEA55JMJ32 | |
| 3. | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | |
| c) | Description
of the financial instrument | ORDINARY SHARES 28 101/108 PENCE | |
| d) | Nature
of the transaction | 1, 2, & 3: PURCHASE UNDER DIAGEO SHARE INCENTIVE
PLAN 4: PURCHASE UNDER ARRANGEMENT WITH COMPANY | |
| e) | Price(s)
and volume(s) | Price(s) | Volume(s) |
| | | 1. £22.76 | 9 |
| | | 2. £22.76 | 8 |
| | | 3. £22.76 | 9 |
| | | 4. £22.76 | 364 |
| f) | Aggregated
information | N/A | |
| g) | Date of
the transaction | 10 APRIL 2017 | |
| h) | Place
of the transaction | LONDON STOCK EXCHANGE (XLON) | |

537577033

Diageo plc (the " Company ")

Transaction notification

| 1. — a) | Details of Restricted Person / person closely associated with them
("PCA") — Name | 1. J FERRÁN 2. S FISCHER 3. S MORIARTY | |
| --- | --- | --- | --- |
| b) | Position
/ status | 1. CHAIRMAN 2. MEMBER OF EXECUTIVE COMMITTEE 3. MEMBER OF EXECUTIVE COMMITTEE | |
| c) | Initial
notification / amendment | INITIAL NOTIFICATION | |
| 2. | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | | |
| a) | Full
name of entity | DIAGEO PLC | |
| b) | Legal
Entity Identifier Code | 213800ZVIELEA55JMJ32 | |
| 3. | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | |
| c) | Description
of the financial instrument | ORDINARY SHARES 28 101/108 PENCE | |
| d) | Nature
of the transaction | 1,2,3: It received notification on 10 April 2017 that the following
director and PDMRs, as participants in the Diageo Dividend
Reinvestment Plan received Ordinary Shares in respect of the
interim dividend paid on 6 April 2017. | |
| e) | Price(s)
and volume(s) | Price(s) | Volume(s) |
| | | 1. £22.87 | 3 |
| | | 2. £22.87 | 179 |
| | | 3. £22.87 | 596 |
| f) | Aggregated
information | N/A | |
| g) | Date of
the transaction | 6 APRIL 2017 | |
| h) | Place
of the transaction | LONDON STOCK EXCHANGE (XLON) | |

537577033

Diageo PLC – Director/PDMR Shareholding

Dated 18 April 2017

Diageo plc (the " Company ")

Transaction notification

| 1. — a) | Details of Restricted Person / person closely associated with them
("PCA") — Name | 1. B FRANZ 2. J KENNEDY 3. D MAHLAN 4. S SALLER | |
| --- | --- | --- | --- |
| b) | Position
/ status | 1. MEMBER OF EXECUTIVE COMMITTEE 2. MEMBER OF EXECUTIVE COMMITTEE 3. MEMBER OF EXECUTIVE COMMITTEE 4. MEMBER OF EXECUTIVE COMMITTEE | |
| c) | Initial
notification / amendment | INITIAL NOTIFICATION | |
| 2. | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | | |
| a) | Full
name of entity | DIAGEO PLC | |
| b) | Legal
Entity Identifier Code | 213800ZVIELEA55JMJ32 | |
| 3. | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | |
| c) | Description
of the financial instrument | AMERICAN DEPOSITARY SHARES ("ADS") | |
| d) | Nature
of the transaction | 1,2,3,4: It received notification on 18 April 2017 that the
following director and PDMRs, as participants in the Diageo
Dividend Reinvestment Plan received ADS in respect of the interim
dividend paid on 11 April 2017. | |
| e) | Price(s)
and volume(s) | Price(s) | Volume(s) |
| | | 1. $116.22 | 22 |
| | | 2. $116.22 | 4 |
| | | 3. $116.22 | 34 |
| | | 4. $116.22 | 24 |
| f) | Aggregated
information | N/A | |
| g) | Date of
the transaction | 11 APRIL 2017 | |
| h) | Place
of the transaction | NEW YORK STOCK EXCHANGE (XNYS) | |

537577033

Diageo PLC – Director/PDMR Shareholding

Dated 21 April 2017

Diageo plc (the " Company ")

Transaction notification

| 1. — a) | Details of Restricted Person / person closely associated with them
("PCA") — Name | HO KWONPING | |
| --- | --- | --- | --- |
| b) | Position
/ status | DIRECTOR | |
| c) | Initial
notification / amendment | INITIAL NOTIFICATION | |
| 2. | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | | |
| a) | Full
name of entity | DIAGEO PLC | |
| b) | Legal
Entity Identifier Code | 213800ZVIELEA55JMJ32 | |
| 3. | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | |
| c) | Description
of the financial instrument | ORDINARY SHARES 28 101/108 PENCE | |
| d) | Nature
of the transaction | It received notification on 21 April 2017 that the following
director and PDMRs, as participants in the Diageo Dividend
Reinvestment Plan received Ordinary Shares in respect of the
interim dividend paid on 6 April 2017. | |
| e) | Price(s)
and volume(s) | Price(s) | Volume(s) |
| | | £23.45 | 44 |
| f) | Aggregated
information | N/A | |
| g) | Date of
the transaction | 6 APRIL 2017 | |
| h) | Place
of the transaction | LONDON STOCK EXCHANGE (XLON) | |

537577033

SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

(Registrant)
Date:
02 May 2017
By:
/s/Jonathan Guttridge
Name:
Jonathan Guttridge
Title:
Company Secretarial Assistant

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