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Diageo PLC — Director's Dealing 2017
Oct 2, 2017
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Director's Dealing
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6-K 1 a4332s-septemberbatch2017.htm BATCH FILING Document created using Blueprint(R) - powered by Issuer Direct - www.issuerdirect.com Copyright 2017 Issuer Direct Corporation Blueprint
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM 6-K
REPORT OF FOREIGN PRIVATE ISSUER
PURSUANT TO RULE 13a-16 OR 15d-16 OF THE
SECURITIES EXCHANGE ACT OF 1934
For the month of September 2017
Commission File Number: 001-10691
DIAGEO plc
( Translation of registrant’s name into English )
Lakeside Drive, Park Royal, London NW10 7HQ
( Address of principal executive offices )
Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F.
Form 20-F X Form 40-F
Indicate by check mark whether the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):
Indicate by check mark whether the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):
FOR BATCHES ONLY
List identifying information required to be furnished
by Diageo plc pursuant to Rule 13a-16 or 15d-16 of
The Securities Exchange Act 1934
1-30 September 2017
| Information Public
Announcements/Press | Required by/when The
Stock Exchange, London |
| --- | --- |
| Announcement Director/PDMR Shareholding 05
September 2017 | Announcement Director/PDMR Shareholding 05
September 2017 |
| Announcement Director/PDMR Shareholding 05
September 2017 | Announcement Director/PDMR Shareholding 06
September 2017 |
| Announcement Director/PDMR Shareholding 08
September 2017 | Announcement Transaction in Own Shares 08
September 2017 |
| Announcement Director/PDMR Shareholding 11
September 2017 | Announcement Transaction in Own Shares 11
September 2017 |
| Announcement Transaction in Own Shares 12
September 2017 | Announcement Transaction in Own Shares 13
September 2017 |
| Announcement Transaction in Own Shares 14
September 2017 | Announcement Transaction in Own Shares 15
September 2017 |
| Announcement Transaction in Own Shares 18
September 2017 | Announcement Transaction in Own Shares 19
September 2017 |
| Announcement Transaction in Own Shares 20
September 2017 | Announcement Transaction in Own Shares 21
September 2017 |
| Announcement Transaction in Own Shares 22
September 2017 | Announcement Transaction in Own Shares 25
September 2017 |
| Announcement Transaction in Own Shares 26
September 2017 | Announcement Transaction in Own Shares 27
September 2017 |
| Announcement Transaction in Own Shares 28
September 2017 | Announcement Transaction in Own Shares 29
September 2017 |
| Diageo PLC – Director/PDMR Shareholding Dated 05 September
2017 — 1. | Details
of Restricted Person / person closely associated with them
("PCA") | | | |
| --- | --- | --- | --- | --- |
| a) | Name | 1. DAVID CUTTER 2. SAM FISCHER 3. VICTORIA FRAME 4. ANAND
KRIPALU 5. DANIEL
MOBLEY 6. SIOBHAN
MORIARTY 7. MAIREÀD
NAYAGER 8. JOHN O'KEEFFE | | |
| b) | Position
/ status | 1-8. MEMBERS OF EXECUTIVE COMMITTEE | | |
| c) | Initial
notification / amendment | INITIAL NOTIFICATION | | |
| 2. | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction
monitor | | | |
| a) | Full name of entity | DIAGEO PLC | | |
| b) | Legal
Entity Identifier Code | 213800ZVIELEA55JMJ32 | | |
| 3. | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | | |
| a) | Description
of the financial instrument | ORDINARY SHARES 28 101/108 PENCE ("Ordinary Shares") | | |
| b) | Nature
of the transaction | Grant of conditional awards over Ordinary Shares on 4 September
2017, under the Company's 2014 Long Term Incentive Plan, adopted by
the Company on 30 July 2014 ("DLTIP"). Each conditional award will
vest on 4 September 2020 subject to the satisfaction of performance
criteria. Each conditional award carries a right to receive, on
vesting, an amount linked to dividends paid on the Ordinary Shares
subject to the conditional award. These awards come in the form of
Restricted Stock Units ("RSUs"). M Nayager's grant includes a grant of conditional awards over 9,523
Ordinary Shares to spouse D Nayager (a PCA). These awards
come in the form of RSUs. | | |
| c) | Price(s)
and volume(s) | | Price(s) | Volume(s)No. of Ordinary Shares |
| | | 1. | N/A | 35,794 |
| | | 2. | N/A | 40,699 |
| | | 3. | N/A | 31,250 |
| | | 4. | N/A | 20,655 |
| | | 5. | N/A | 27,777 |
| | | 6. | N/A | 42,500 |
| | | 7. | N/A | 49,205 |
| | | 8. | N/A | 34,006 |
| d) | Aggregated
information | N/A | | |
| e) | Date of
the transaction | 4 SEPTEMBER 2017a | | |
| f) | Place
of the transaction | LONDON STOCK EXCHANGE (XLON) | | |
| 1. | Details of Restricted Person / person closely associated with them
("PCA") | | | |
| a) | Name | 1. | DAVID CUTTER | |
| | | 2. | SAM FISCHER | |
| | | 3. | VICTORIA FRAME | |
| | | 4. | ANAND KRIPALU | |
| | | 5. | DANIEL MOBLEY | |
| | | 6. | SIOBHAN MORIARTY | |
| | | 7. | MAIREÀD NAYAGER | |
| | | 8. | JOHN O'KEEFFE | |
| b) | Position
/ status | 1-8 MEMBERS OF EXECUTIVE COMMITTEE | | |
| c) | Initial
notification / amendment | INITIAL NOTIFICATION | | |
| 2. | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | | | |
| a) | Full
name of entity | DIAGEO PLC | | |
| b) | Legal
Entity Identifier Code | 213800ZVIELEA55JMJ32 | | |
| 3. | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | | |
| a) | Description
of the financial instrument | ORDINARY SHARES 28 101/108 PENCE ("Ordinary Shares") | | |
| b) | Nature
of the transaction | Grant of options over Ordinary Shares on 4 September 2017, under
the Company's 2014 Long Term Incentive Plan, adopted by the Company
on 30 July 2014 ("DLTIP") .Each option is exercisable between 4
September 2020 and 3 September 2027, subject to the satisfaction of
performance criteria and continued employment. | | |
| c) | Price(s)
and volume(s) | | Price(s) | Volume(s)No. of Ordinary Shares |
| | | 1. | £25.80 | 39,771 |
| | | 2. | £25.80 | 45,222 |
| | | 3. | £25.80 | 34,722 |
| | | 4. | £25.80 | 24,786 |
| | | 5. | £25.80 | 30,864 |
| | | 6. | £25.80 | 47,222 |
| | | 7. | £25.80 | 44,091 |
| | | 8. | £25.80 | 37,758 |
| d) | Aggregated
information | N/A | | |
| e) | Date of
the transaction | 4 SEPTEMBER 2017 | | |
| f) | Place
of the transaction | LONDON STOCK EXCHANGE (XLON) | | |
| 1. — a) | Details of Restricted Person / person closely associated with them
("PCA") — Name | 1. | KATHRYN MIKELLS | |
| --- | --- | --- | --- | --- |
| | | 2. | DAVID CUTTER | |
| | | 3. | VICTORIA FRAME | |
| | | 4. | DANIEL MOBLEY | |
| | | 5. | SIOBHAN MORIARTY | |
| | | 6. | MAIREÀD NAYAGER | |
| b) | Position
/ status | 1. MEMBER OF THE BOARD OF DIRECTORS 2 - 6 MEMBERS OF EXECUTIVE COMMITTEE | | |
| c) | Initial
notification / amendment | INITIAL NOTIFICATION | | |
| 2. | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | | | |
| a) | Full
name of entity | DIAGEO PLC | | |
| b) | Legal
Entity Identifier Code | 213800ZVIELEA55JMJ32 | | |
| 3. | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | | |
| a) | Description
of the financial instrument | ORDINARY SHARES 28 101/108 PENCE ("Ordinary Shares") | | |
| b) | Nature
of the transaction | An award of Ordinary Shares on 4 September 2017, under the Diageo
Share Incentive Plan (the "SIP"). Awarded at no cost to plan
participants ("Freeshares"), to a value based on a percentage of
the participant's salary on 30 June 2017 and the Company's profits
for the financial year ended 30 June 2017, subject to a maximum per
SIP participant of £3,000 in value per tax year. M Nayager's award includes an award over 116 Ordinary Shares to
spouse D Nayager (a PCA). | | |
| c) | Price(s)
and volume(s) | | Price(s) | Volume(s)No. of Ordinary Shares |
| | | 1. | £25.80 | 116 |
| | | 2. | £25.80 | 116 |
| | | 3. | £25.80 | 80 |
| | | 4. | £25.80 | 116 |
| | | 5. | £25.80 | 116 |
| | | 6. | £25.80 | 232* |
| d) | Aggregated
information | N/A | | |
| e) | Date of
the transaction | 4 SEPTEMBER 2017 | | |
| f) | Place
of the transaction | LONDON STOCK EXCHANGE (XLON) | | |
| 1. — a) | Details of Restricted Person / person closely associated with them
("PCA") — Name | VICTORIA FRAME | | |
| --- | --- | --- | --- | --- |
| b) | Position
/ status | MEMBER OF EXECUTIVE COMMITTEE | | |
| c) | Initial
notification / amendment | INITIAL NOTIFICATION | | |
| 2. | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | | | |
| a) | Full
name of entity | DIAGEO PLC | | |
| b) | Legal
Entity Identifier Code | 213800ZVIELEA55JMJ32 | | |
| 3. | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | | |
| a) | Description
of the financial instrument | ORDINARY SHARES 28 101/108 PENCE ("Ordinary Shares") | | |
| b) | Nature
of the transaction | V Frame acquires an interest over Ordinary Shares on 4 September
2017 by way of a one-off award under the Company's 2014 Long Term
Incentive Plan, adopted by the Company on 30 July 2014
("DLTIP"). There are performance conditions attached to the
release of this award under the DLTIP and the award will vest,
subject to achievement of performance conditions, in two equal
instalments in September 2020 and September 2021. The award will be
in the form of restricted stock units ("RSUs"). | | |
| c) | Price(s)
and volume(s) | | Price(s) | Volume(s)No. of Ordinary Shares |
| | | 1. | N/A | 18,313 |
| d) | Aggregated
information | N/A | | |
| e) | Date of
the transaction | 4 SEPTEMBER 2017 | | |
| f) | Place
of the transaction | LONDON STOCK EXCHANGE (XLON) | | |
| 1. — a) | Details of Restricted Person / person closely associated with them
("PCA") — Name | MAIREÀD NAYAGER | |
| --- | --- | --- | --- |
| b) | Position
/ status | MEMBER OF EXECUTIVE COMMITTEE | |
| c) | Initial
notification / amendment | INITIAL NOTIFICATION | |
| 2. | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | | |
| a) | Full
name of entity | DIAGEO PLC | |
| b) | Legal
Entity Identifier Code | 213800ZVIELEA55JMJ32 | |
| 3. | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | |
| a) | Description
of the financial instrument | ORDINARY SHARES 28 101/108 PENCE ("Ordinary Shares") | |
| b) | Nature
of the transaction | M Nayager's spouse, D Nayager, (a PCA) received a grant of
conditional awards over Ordinary Shares on 4 September 2017, under
the Company's 2014 Long Term Incentive Plan, adopted by the Company
on 30 July 2014 ("DLTIP"). Each conditional award will vest on 4
September 2020. These awards come in the form of Restricted Stock
Units ("RSUs"). | |
| c) | Price(s)
and volume(s) | Price(s) | Volume(s)No. of Ordinary Shares |
| | | N/A | 3,572 |
| d) | Aggregated
information | N/A | |
| e) | Date of
the transaction | 4 SEPTEMBER 2017 | |
| f) | Place
of the transaction | LONDON STOCK EXCHANGE (XLON) | |
| 1. — a) | Details of Restricted Person / person closely associated with them
("PCA") — Name | JOHN O'KEEFFE | |
| --- | --- | --- | --- |
| b) | Position
/ status | MEMBER OF
EXECUTIVE COMMITTEE | |
| c) | Initial
notification / amendment | INITIAL NOTIFICATION | |
| 2. | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | | |
| a) | Full
name of entity | DIAGEO PLC | |
| b) | Legal
Entity Identifier Code | 213800ZVIELEA55JMJ32 | |
| 3. | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | |
| a) | Description
of the financial instrument | ORDINARY SHARES 28 101/108 PENCE ("Ordinary Shares") | |
| b) | Nature
of the transaction | An award of Ordinary Shares on 4 September 2017, Diageo Irish
Profit Sharing Scheme (the "Irish Profitshare"). Awarded at no cost
to plan participants ("Profit Share"), to a value based on a
percentage of the participant's salary on 30 June 2017 and the
Company's profits for the financial year ended 30 June 2017,
subject to a maximum per Irish Profitshare participant of
€12,700 in value per tax year. | |
| c) | Price(s)
and volume(s) | Price(s) | Volume(s)No. of Ordinary Shares |
| | | £25.80 or €28.38 | 447 |
| d) | Aggregated
information | N/A | |
| e) | Date of
the transaction | 4 SEPTEMBER 2017 | |
| f) | Place
of the transaction | LONDON STOCK EXCHANGE (XLON) | |
Diageo PLC – Director/PDMR Shareholding
Dated 05 September 2017
| 1. — a) | Details of Restricted Person / person closely associated with them
("PCA") — Name | 1. | IVAN MENEZES | |
| --- | --- | --- | --- | --- |
| | | 2. | KATHRYN MIKELLS | |
| | | 3. | BRIAN FRANZ | |
| | | 4. | ALBERTO GAVAZZI | |
| | | 5. | JOHN KENNEDY | |
| | | 6. | DEIRDRE MAHLAN | |
| | | 7. | SYL SALLER | |
| b) | Position
/ status | 1 - 2 MEMBERS OF BOARD OF DIRECTORS 3 - 7 MEMBERS OF EXECUTIVE COMMITTEE | | |
| c) | Initial
notification / amendment | INITIAL NOTIFICATION | | |
| 2. | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | | | |
| a) | Full
name of entity | DIAGEO PLC | | |
| b) | Legal
Entity Identifier Code | 213800ZVIELEA55JMJ32 | | |
| 3. | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | | |
| a) | Description
of the financial instrument | AMERICAN DEPOSITARY SHARES ("ADS") | | |
| b) | Nature
of the transaction | Grant of conditional awards over ADSs on 4 September 2017, under
the Company's 2014 Long Term Incentive Plan, adopted by the Company
on 30 July 2014 ("DLTIP"). Each conditional award will vest on 4
September 2020 subject to the satisfaction of performance criteria.
Each conditional award carries a right to receive, on vesting, an
amount linked to dividends paid on the ADSs subject to the
conditional award. These awards come in the form of Restricted
Stock Units ("RSUs"). | | |
| c) | Price(s)
and volume(s) | | Price(s) | Volume(s)No. of ADSs |
| | | 1. | N/A | 51,268 |
| | | 2. | N/A | 32,380 |
| | | 3. | N/A | 13,215 |
| | | 4. | N/A | 15,872 |
| | | 5. | N/A | 19,840 |
| | | 6. | N/A | 36,243 |
| | | 7. | N/A | 12,385 |
| d) | Aggregated
information | N/A | | |
| e) | Date of
the transaction | 4 SEPTEMBER 2017 | | |
| f) | Place
of the transaction | NEW YORK STOCK EXCHANGE (XNYS) | | |
| 1. — a) | Details of Restricted Person / person closely associated with them
("PCA") — Name | 1. | IVAN MENEZES | |
| --- | --- | --- | --- | --- |
| | | 2. | KATHRYN MIKELLS | |
| | | 3. | BRIAN FRANZ | |
| | | 4. | ALBERTO GAVAZZI | |
| | | 5. | JOHN KENNEDY | |
| | | 6. | DEIRDRE MAHLAN | |
| | | 7. | SYL SALLER | |
| b) | Position
/ status | 1 - 2 MEMBERS OF BOARD OF DIRECTORS 3 - 7 MEMBERS OF EXECUTIVE COMMITTEE | | |
| c) | Initial
notification / amendment | INITIAL NOTIFICATION | | |
| 2. | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | | | |
| a) | Full
name of entity | DIAGEO PLC | | |
| b) | Legal
Entity Identifier Code | 213800ZVIELEA55JMJ32 | | |
| 3. | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | | |
| a) | Description
of the financial instrument | AMERICAN DEPOSITARY SHARES ("ADS") | | |
| b) | Nature
of the transaction | Grant of options over ADSs on 4 September 2017, under the Company's
2014 Long Term Incentive Plan, adopted by the Company on 30 July
2014 ("DLTIP") .Each option is exercisable between 4 September 2020
and 3 September 2027, subject to the satisfaction of performance
criteria and continued employment. | | |
| c) | Price(s)
and volume(s) | | Price(s) | |
| | | 1. | $134.06 | 51,268 |
| | | 2. | $134.06 | 32,380 |
| | | 3. | $134.06 | 14,683 |
| | | 4. | $134.06 | 17,636 |
| | | 5. | $134.06 | 22,045 |
| | | 6. | $134.06 | 36,243 |
| | | 7. | $134.06 | 13,761 |
| d) | Aggregated
information | N/A | | |
| e) | Date of
the transaction | 4 SEPTEMBER 2017 | | |
| f) | Place
of the transaction | NEW YORK STOCK EXCHANGE (XNYS) | | |
Diageo PLC – Director/PDMR Shareholding
Dated 05 September 2017
| 1. — a) | Details of Restricted Person / person closely associated with them
("PCA") — Name | 1. | | ANAND KRIPALU | | |
| --- | --- | --- | --- | --- | --- | --- |
| | | 2. | | MAIREÀD NAYAGER | | |
| | | 3. | | JOHN
O'KEEFFE | | |
| b) | Position
/ status | 1-3 MEMBERS OF EXECUTIVE COMMITTEE | | | | |
| c) | Initial
notification / amendment | INITIAL NOTIFICATION | | | | |
| 2. | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | | | | | |
| a) | Full
name of entity | DIAGEO PLC | | | | |
| b) | Legal
Entity Identifier Code | 213800ZVIELEA55JMJ32 | | | | |
| 3. | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | | | | |
| a) | Description
of the financial instrument | ORDINARY SHARES 28 101/108 PENCE ("Ordinary Shares") | | | | |
| b) | Nature
of the transaction | Release of Ordinary Shares on 4 September 2017 under the Diageo
Executive Long Term Incentive Plan ("DELTIP").The awards were made
in the form of restricted stock units ("RSUs"). M Nayager's release includes a release of 1,591 Ordinary Shares
under the Diageo Associated Company Share Incentive Plan ("DACSIP")
to her spouse, D Nayager, (a PCA). The DACSIP award was made in the
form of restricted stock units ("RSUs") | | | | |
| c) | Price(s)
and volume(s) | | Price(s) | Volume(s) | | |
| | | | | No. of Ordinary Shares released | No. of Ordinary Shares sold# | Balance of Ordinary Shares retained and beneficially
owned |
| | | 1. | £25.82 | 4,250 | 1,374 | 2,876 |
| | | 2. | £25.82 | 2,436 | 1,159 | 1,277 |
| | | 3. | £25.82 | 3,006 | 1,671 | 1,335 |
| d) | Aggregated
information | N/A | | | | |
| e) | Date of
the transaction | 4 SEPTEMBER 2017 | | | | |
| f) | Place
of the transaction | LONDON STOCK EXCHANGE (XLON) | | | | |
Diageo PLC – Director/PDMR Shareholding
Dated 06 September 2017
| 1. — a) | Details of Restricted Person / person closely associated with them
("PCA") — Name | JOHN KENNEDY | | | |
| --- | --- | --- | --- | --- | --- |
| b) | Position
/ status | MEMBER OF EXECUTIVE COMMITTEE | | | |
| c) | Initial
notification / amendment | INITIAL NOTIFICATION | | | |
| 2. | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | | | | |
| a) | Full
name of entity | DIAGEO PLC | | | |
| b) | Legal
Entity Identifier Code | 213800ZVIELEA55JMJ32 | | | |
| 3. | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | | | |
| a) | Description
of the financial instrument | AMERICAN DEPOSITARY SHARES ("ADS") | | | |
| b) | Nature
of the transaction | Release of ADSs on 5 September 2017 in respect of awards made under
the Company's 2014 Long Term Incentive Plan, adopted by the Company
on 30 July 2014 ("DLTIP"). The award was made on 4 September
2014. The balance of this 50% tranche of the award has
lapsed. | | | |
| c) | Price(s)
and volume(s) | Price(s) | Volume(s) | | |
| | | | No. of ADSs released | No. of ADSs sold# | Balance of ADSs retained and beneficially owned |
| | | $ 134.50 | 3,896 | 1,912 | 1,984 |
| | | # ADSs have been sold to meet the requirement to reimburse the
Company for PAYE tax and National Insurance liabilities on awards
released under the DIP. | | | |
| d) | Aggregated
information | N/A | | | |
| e) | Date of
the transaction | 5 SEPTEMBER 2017 | | | |
| f) | Place
of the transaction | NEW YORK STOCK EXCHANGE (XNYS) | | | |
Diageo PLC – Director/PDMR Shareholding
Dated 08 September 2017
| 1. — a) | Details of Restricted Person / person closely associated with them
("PCA") — Name | 1.
KATHRYN MIKELLS 2.
DAVID CUTTER 3.
VICTORIA FRAME 4.
DAN MOBLEY 5.
SIOBHAN MORIARTY 6.
MAIREÁD NAYAGER | | | |
| --- | --- | --- | --- | --- | --- |
| b) | Position
/ status | 1. CHIEF FINANCIAL OFFICER 2-6. MEMBERS OF EXECUTIVE COMMITTEE | | | |
| c) | Initial
notification / amendment | INITIAL NOTIFICATION | | | |
| 2. | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | | | | |
| a) | Full
name of entity | DIAGEO PLC | | | |
| b) | Legal
Entity Identifier Code | 213800ZVIELEA55JMJ32 | | | |
| 3. | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | | | |
| a) | Description
of the financial instrument | ORDINARY SHARES 28 101/108 PENCE ("Ordinary Shares") | | | |
| b) | Nature
of the transaction | Grant of options over Ordinary Shares under the Company's UK
Sharesave Plan 2017 on 7 September 2017. M Nayager's grant includes a grant of options over 442 Ordinary
Shares to spouse D Nayager (a PCA). | | | |
| c) | Price(s)
and volume(s) | | Price(s) | Volume(s)No. of Ordinary Shares | Dates Option Exercisable between |
| | | 1. | 20.35 | 1,031 | 01/12/2022 - 31/05/2023 |
| | | 2. | 20.35 | 1,76 | 01/12/2020 - 31/05/2021 |
| | | 3. | 20.35 | 1,031 | 01/12/2022 - 31/05/2023 |
| | | 4. | 20.35 | 294 | 01/12/2022 - 31/05/2023 |
| | | 5. | 20.35 | 619 | 01/12/2020 - 31/05/2021 |
| | | 6. | 20.35 | 1,473 | 01/12/2020 - 31/05/2023 |
| d) | Aggregated
information | N/A | | | |
| e) | Date of
the transaction | 7 SEPTEMBER 2017 | | | |
| f) | Place
of the transaction | LONDON STOCK EXCHANGE (XLON) | | | |
Diageo PLC – Transaction in Own Shares
Dated 08 September 2017
DIAGEO PLC
TRANSACTIONS IN OWN SECURITIES
Diageo plc (" Diageo ") announces today that it has purchased the following number of its ordinary shares of 28 101/108 pence each on the London Stock Exchange from Morgan Stanley & Co. International Plc. Such purchase was effected pursuant to instructions issued by Diageo on 7 th September 2017, as announced on 8 th September 2017:
Ordinary Shares
Date of purchase: 08 September 2017
Number of ordinary shares purchased: 371,450
Volume weighted average price paid per share: 2,584.54p
Highest price paid per share: 2,593.00p
Lowest price paid per share: 2,572.00p
Diageo intends to cancel the purchased share s.
A full breakdown of the individual trades is attached to this announcement.
http://www.rns-pdf.londonstockexchange.com/rns/2893Q_-2017-9-8.pdf
This announcement does not constitute, or form part of, an offer or any solicitation of an offer for securities in any jurisdiction.
Diageo PLC – Director/PDMR Shareholding
Dated 11 September 2017
Diageo plc (the " Company ")
Transaction notification
| 1. — a) | Details of Restricted Person / person closely associated with them
("PCA") — Name | 1. KA MIKELLS 2. D CUTTER 3. T FRAME 4. D MOBLEY 5. S MORIARTY 6. J FERRÁN | |
| --- | --- | --- | --- |
| b) | Position
/ status | 1. CFO 2-5. MEMBER OF EXECUTIVE COMMITTEE 6. CHAIRMAN | |
| c) | Initial
notification / amendment | INITIAL NOTIFICATION | |
| 2. | Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor | | |
| a) | Full
name of entity | DIAGEO PLC | |
| b) | Legal
Entity Identifier Code | 213800ZVIELEA55JMJ32 | |
| 3. | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | |
| c) | Description
of the financial instrument | ORDINARY SHARES 28 101/108 PENCE | |
| d) | Nature
of the transaction | 1-5: PURCHASE UNDER DIAGEO SHARE INCENTIVE PLAN 6: PURCHASE UNDER ARRANGEMENT WITH COMPANY | |
| e) | Price(s)
and volume(s) | Price(s) | Volume(s) |
| | | 1.
£26.09 | 8 |
| | | 2.
£26.09 | 7 |
| | | 3.
£26.09 | 9 |
| | | 4.
£26.09 | 7 |
| | | 5.
£26.09 | 8 |
| | | 6.
£26.09 | 317 |
| f) | Aggregated
information | N/A | |
| g) | Date of
transaction | 11 SEPTEMBER 2017 | |
| h) | Place
of transaction | LONDON STOCK EXCHANGE (XLON) | |
537577033
Diageo PLC – Transaction in Own Shares
Dated 11 September 2017
DIAGEO PLC
TRANSACTIONS IN OWN SECURITIES
Diageo plc (" Diageo ") announces today that it has purchased the following number of its ordinary shares of 28 101/108 pence each on the London Stock Exchange from Morgan Stanley & Co. International Plc. Such purchase was effected pursuant to instructions issued by Diageo on 7 th September 2017, as announced on 8 th September 2017:
Ordinary Shares
Date of purchase: 11 September 2017
Number of ordinary shares purchased: 369,098
Volume weighted average price paid per share: 2,593.95p
Highest price paid per share: 2,610.50p
Lowest price paid per share: 2,578.00p
Diageo intends to cancel the purchased share s.
A full breakdown of the individual trades is attached to this announcement.
http://www.rns-pdf.londonstockexchange.com/rns/4222Q_-2017-9-11.pdf
This announcement does not constitute, or form part of, an offer or any solicitation of an offer for securities in any jurisdiction.
Diageo PLC – Transaction in Own Shares
Dated 12 September 2017
DIAGEO PLC
TRANSACTIONS IN OWN SECURITIES
Diageo plc (" Diageo ") announces today that it has purchased the following number of its ordinary shares of 28 101/108 pence each on the London Stock Exchange from Morgan Stanley & Co. International Plc. Such purchase was effected pursuant to instructions issued by Diageo on 7 th September 2017, as announced on 8 th September 2017:
Ordinary Shares
Date of purchase: 12 September 2017
Number of ordinary shares purchased: 375,352
Volume weighted average price paid per share: 2,585.68p
Highest price paid per share: 2,600.00p
Lowest price paid per share: 2,575.00p
Diageo intends to cancel the purchased share s.
A full breakdown of the individual trades is attached to this announcement.
http://www.rns-pdf.londonstockexchange.com/rns/5555Q_-2017-9-12.pdf
This announcement does not constitute, or form part of, an offer or any solicitation of an offer for securities in any jurisdiction.
Diageo PLC – Transaction in Own Shares
Dated 13 September 2017
DIAGEO PLC
TRANSACTIONS IN OWN SECURITIES
Diageo plc (" Diageo ") announces today that it has purchased the following number of its ordinary shares of 28 101/108 pence each on the London Stock Exchange from Morgan Stanley & Co. International Plc. Such purchase was effected pursuant to instructions issued by Diageo on 7 th September 2017, as announced on 8 th September 2017:
Ordinary Shares
Date of purchase: 13th September 2017
Number of ordinary shares purchased: 377,347
Volume weighted average price paid per share: 2,554.23p
Highest price paid per share: 2,567.50p
Lowest price paid per share: 2,535.50p
Diageo intends to cancel the purchased share s.
A full breakdown of the individual trades is attached to this announcement.
http://www.rns-pdf.londonstockexchange.com/rns/6858Q_-2017-9-13.pdf
This announcement does not constitute, or form part of, an offer or any solicitation of an offer for securities in any jurisdiction.
Diageo PLC – Transaction in Own Shares
Dated 14 September 2017
DIAGEO PLC
TRANSACTIONS IN OWN SECURITIES
Diageo plc (" Diageo ") announces today that it has purchased the following number of its ordinary shares of 28 101/108 pence each on the London Stock Exchange from Morgan Stanley & Co. International Plc. Such purchase was effected pursuant to instructions issued by Diageo on 7 th September 2017, as announced on 8 th September 2017:
Ordinary Shares
Date of purchase: 14th September 2017
Number of ordinary shares purchased: 379,347
Volume weighted average price paid per share: 2,536.82p
Highest price paid per share: 2,571.00p
Lowest price paid per share: 2,500.50p
Diageo intends to cancel the purchased share s.
A full breakdown of the individual trades is attached to this announcement.
http://www.rns-pdf.londonstockexchange.com/rns/8160Q_-2017-9-14.pdf
This announcement does not constitute, or form part of, an offer or any solicitation of an offer for securities in any jurisdiction.
Diageo PLC – Transaction in Own Shares
Dated 15 September 2017
DIAGEO PLC
TRANSACTIONS IN OWN SECURITIES
Diageo plc (" Diageo ") announces today that it has purchased the following number of its ordinary shares of 28 101/108 pence each on the London Stock Exchange from Morgan Stanley & Co. International Plc. Such purchase was effected pursuant to instructions issued by Diageo on 7 th September 2017, as announced on 8 th September 2017:
Ordinary Shares
Date of purchase: 15th September 2017
Number of ordinary shares purchased: 380,058
Volume weighted average price paid per share: 2,490.62p
Highest price paid per share: 2,515.00p
Lowest price paid per share: 2,477.50p
Diageo intends to cancel the purchased share s.
A full breakdown of the individual trades is attached to this announcement.
http://www.rns-pdf.londonstockexchange.com/rns/9488Q_-2017-9-15.pdf
This announcement does not constitute, or form part of, an offer or any solicitation of an offer for securities in any jurisdiction.
Diageo PLC – Transaction in Own Shares
Dated 18 September 2017
DIAGEO PLC
TRANSACTIONS IN OWN SECURITIES
Diageo plc (" Diageo ") announces today that it has purchased the following number of its ordinary shares of 28 101/108 pence each on the London Stock Exchange from Morgan Stanley & Co. International Plc. Such purchase was effected pursuant to instructions issued by Diageo on 7 th September 2017, as announced on 8 th September 2017:
Ordinary Shares
Date of purchase: 18th September 2017
Number of ordinary shares purchased: 378,695
Volume weighted average price paid per share: 2,500.65p
Highest price paid per share: 2,509.00p
Lowest price paid per share: 2,492.00p
Diageo intends to cancel the purchased share s.
A full breakdown of the individual trades is attached to this announcement.
http://www.rns-pdf.londonstockexchange.com/rns/0861R_-2017-9-18.pdf
This announcement does not constitute, or form part of, an offer or any solicitation of an offer for securities in any jurisdiction.
Diageo PLC – Transaction in Own Shares
Dated 19 September 2017
DIAGEO PLC
TRANSACTIONS IN OWN SECURITIES
Diageo plc (" Diageo ") announces today that it has purchased the following number of its ordinary shares of 28 101/108 pence each on the London Stock Exchange from Morgan Stanley & Co. International Plc. Such purchase was effected pursuant to instructions issued by Diageo on 7 th September 2017, as announced on 8 th September 2017:
Ordinary Shares
Date of purchase: 19th September 2017
Number of ordinary shares purchased: 385,915
Volume weighted average price paid per share: 2,499.63p
Highest price paid per share: 2,510.00p
Lowest price paid per share: 2,483.00p
Diageo intends to cancel the purchased share s.
A full breakdown of the individual trades is attached to this announcement.
http://www.rns-pdf.londonstockexchange.com/rns/2078R_-2017-9-19.pdf
This announcement does not constitute, or form part of, an offer or any solicitation of an offer for securities in any jurisdiction.
Diageo PLC – Transaction in Own Shares
Dated 20 September 2017
DIAGEO PLC
TRANSACTIONS IN OWN SECURITIES
Diageo plc (" Diageo ") announces today that it has purchased the following number of its ordinary shares of 28 101/108 pence each on the London Stock Exchange from Morgan Stanley & Co. International Plc. Such purchase was effected pursuant to instructions issued by Diageo on 7 th September 2017, as announced on 8 th September 2017:
Ordinary Shares
Date of purchase: 20th September 2017
Number of ordinary shares purchased: 393,484
Volume weighted average price paid per share: 2,440.99p
Highest price paid per share: 2,471.50p
Lowest price paid per share: 2,425.00p
Diageo intends to cancel the purchased share s.
A full breakdown of the individual trades is attached to this announcement.
http://www.rns-pdf.londonstockexchange.com/rns/3488R_-2017-9-20.pdf
This announcement does not constitute, or form part of, an offer or any solicitation of an offer for securities in any jurisdiction.
Diageo PLC – Transaction in Own Shares
Dated 21 September 2017
DIAGEO PLC
TRANSACTIONS IN OWN SECURITIES
Diageo plc (" Diageo ") announces today that it has purchased the following number of its ordinary shares of 28 101/108 pence each on the London Stock Exchange from Morgan Stanley & Co. International Plc. Such purchase was effected pursuant to instructions issued by Diageo on 7 th September 2017, as announced on 8 th September 2017:
Ordinary Shares
Date of purchase: 21st September 2017
Number of ordinary shares purchased: 396,271
Volume weighted average price paid per share: 2,418.87p
Highest price paid per share: 2,435.00p
Lowest price paid per share: 2,408.50p
Diageo intends to cancel the purchased shares.
A full breakdown of the individual trades is attached to this announcement.
http://www.rns-pdf.londonstockexchange.com/rns/4943R_-2017-9-21.pdf
This announcement does not constitute, or form part of, an offer or any solicitation of an offer for securities in any jurisdiction.
Diageo PLC – Transaction in Own Shares
Dated 22 September 2017
DIAGEO PLC
TRANSACTIONS IN OWN SECURITIES
Diageo plc (" Diageo ") announces today that it has purchased the following number of its ordinary shares of 28 101/108 pence each on the London Stock Exchange from Morgan Stanley & Co. International Plc. Such purchase was effected pursuant to instructions issued by Diageo on 7 th September 2017, as announced on 8 th September 2017:
Ordinary Shares
Date of purchase: 22nd September 2017
Number of ordinary shares purchased: 393,271
Volume weighted average price paid per share: 2,430.89p
Highest price paid per share: 2,441.00p
Lowest price paid per share: 2,417.50p
Diageo intends to cancel the purchased shares.
A full breakdown of the individual trades is attached to this announcement.
http://www.rns-pdf.londonstockexchange.com/rns/6255R_-2017-9-22.pdf
This announcement does not constitute, or form part of, an offer or any solicitation of an offer for securities in any jurisdiction.
Diageo PLC – Transaction in Own Shares
Dated 25 September 2017
DIAGEO PLC
TRANSACTIONS IN OWN SECURITIES
Diageo plc (" Diageo ") announces today that it has purchased the following number of its ordinary shares of 28 101/108 pence each on the London Stock Exchange from Morgan Stanley & Co. International Plc. Such purchase was effected pursuant to instructions issued by Diageo on 7 th September 2017, as announced on 8 th September 2017:
Ordinary Shares
Date of purchase: 25th September 2017
Number of ordinary shares purchased: 390,257
Volume weighted average price paid per share: 2,439.49p
Highest price paid per share: 2,449.00p
Lowest price paid per share: 2,426.50p
Diageo intends to cancel the purchased shares.
A full breakdown of the individual trades is attached to this announcement.
http://www.rns-pdf.londonstockexchange.com/rns/7579R_-2017-9-25.pdf
This announcement does not constitute, or form part of, an offer or any solicitation of an offer for securities in any jurisdiction.
Diageo PLC – Transaction in Own Shares
Dated 26 September 2017
DIAGEO PLC
TRANSACTIONS IN OWN SECURITIES
Diageo plc (" Diageo ") announces today that it has purchased the following number of its ordinary shares of 28 101/108 pence each on the London Stock Exchange from Morgan Stanley & Co. International Plc. Such purchase was effected pursuant to instructions issued by Diageo on 7 th September 2017, as announced on 8 th September 2017:
Ordinary Shares
Date of purchase: 26th September 2017
Number of ordinary shares purchased: 394,943
Volume weighted average price paid per share: 2,430.11p
Highest price paid per share: 2,438.50p
Lowest price paid per share: 2,421.50p
Diageo intends to cancel the purchased shares.
A full breakdown of the individual trades is attached to this announcement.
http://www.rns-pdf.londonstockexchange.com/rns/8903R_-2017-9-26.pdf
This announcement does not constitute, or form part of, an offer or any solicitation of an offer for securities in any jurisdiction.
Diageo PLC – Transaction in Own Shares
Dated 27 September 2017
DIAGEO PLC
TRANSACTIONS IN OWN SECURITIES
Diageo plc (" Diageo ") announces today that it has purchased the following number of its ordinary shares of 28 101/108 pence each on the London Stock Exchange from Morgan Stanley & Co. International Plc. Such purchase was effected pursuant to instructions issued by Diageo on 7 th September 2017, as announced on 8 th September 2017:
Ordinary Shares
Date of purchase: 27th September 2017
Number of ordinary shares purchased: 394,023
Volume weighted average price paid per share: 2,417.26p
Highest price paid per share: 2,426.50p
Lowest price paid per share: 2,404.50p
Diageo intends to cancel the purchased shares.
A full breakdown of the individual trades is attached to this announcement.
http://www.rns-pdf.londonstockexchange.com/rns/0227S_-2017-9-27.pdf
This announcement does not constitute, or form part of, an offer or any solicitation of an offer for securities in any jurisdiction.
Diageo PLC – Transaction in Own Shares
Dated 28 September 2017
DIAGEO PLC
TRANSACTIONS IN OWN SECURITIES
Diageo plc (" Diageo ") announces today that it has purchased the following number of its ordinary shares of 28 101/108 pence each on the London Stock Exchange from Morgan Stanley & Co. International Plc. Such purchase was effected pursuant to instructions issued by Diageo on 7 th September 2017, as announced on 8 th September 2017:
Ordinary Shares
Date of purchase: 28th September 2017
Number of ordinary shares purchased: 395,425
Volume weighted average price paid per share: 2,433.07p
Highest price paid per share: 2,446.00p
Lowest price paid per share: 2,416.00p
Diageo intends to cancel the purchased shares.
A full breakdown of the individual trades is attached to this announcement.
http://www.rns-pdf.londonstockexchange.com/rns/1584S_-2017-9-28.pdf
This announcement does not constitute, or form part of, an offer or any solicitation of an offer for securities in any jurisdiction.
Diageo PLC – Transaction in Own Shares
Dated 29 September 2017
DIAGEO PLC
TRANSACTIONS IN OWN SECURITIES
Diageo plc (" Diageo ") announces today that it has purchased the following number of its ordinary shares of 28 101/108 pence each on the London Stock Exchange from Morgan Stanley & Co. International Plc. Such purchase was effected pursuant to instructions issued by Diageo on 7 th September 2017, as announced on 8 th September 2017:
Ordinary Shares
Date of purchase: 29th September 2017
Number of ordinary shares purchased: 393,569
Volume weighted average price paid per share: 2,453.63p
Highest price paid per share: 2,467.50p
Lowest price paid per share: 2,435.50p
Diageo intends to cancel the purchased shares.
A full breakdown of the individual trades is attached to this announcement.
http://www.rns-pdf.londonstockexchange.com/rns/3221S_-2017-9-29.pdf
This announcement does not constitute, or form part of, an offer or any solicitation of an offer for securities in any jurisdiction.
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| (Registrant) |
| Date: |
| 02 October 2017 |
| By: |
| /s/ John Nicholls |
| Name: John Nicholls |
| Title: Deputy Company Secretary |
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