Diageo PLC — Director's Dealing 2016

Nov 1, 2016

6-K 1 batchfiling-october2016.htm BATCH FILING Document created using Blueprint(R) - powered by Issuer Direct - www.issuerdirect.com Copyright 2016 Issuer Direct Corporation Blueprint

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, DC 20549

FORM 6-K

REPORT OF FOREIGN PRIVATE ISSUER

PURSUANT TO RULE 13a-16 OR 15d-16 OF THE

SECURITIES EXCHANGE ACT OF 1934

For the month of October 2016

Commission File Number: 001-10691

DIAGEO plc

( Translation of registrant’s name into English )

Lakeside Drive, Park Royal, London NW10 7HQ

( Address of principal executive offices )

Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F.

Form 20-F .......X..... Form 40-F ..........

Indicate by check mark whether the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1): ..................

Indicate by check mark whether the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7): ..................

List identifying information required to be furnished

by Diageo plc pursuant to Rule 13a-16 or 15d-16 of

The Securities Exchange Act 1934

1 – 31 October 2016

| Information Public
Announcements/Press | Required by/when The
Stock Exchange, London |
| --- | --- |
| Announcement Director/PDMR
Shareholding (04 October 2016) | Announcement Director/PDMR
Shareholding (20 October 2016) |
| Announcement Director/PDMR
Shareholding (10 October 2016) | Announcement Total
Voting Rights (31 October
2016) |
| Announcement Director/PDMR
Shareholding (12 October 2016) | Announcement |
| Announcement Director/PDMR
Shareholding (19 October 2016) | Announcement |

Diageo PLC – Director/PDMR Shareholding

Dated 04 October 2016

Diageo plc (the " Company ")

Transaction notification

| 1. — a) | Details of Restricted Person / person closely associated with them
("PCA") — Name | J FERRAN | |
| --- | --- | --- | --- |
| b) | Position
/ status | NON-EXECUTIVE DIRECTOR | |
| c) | Initial
notification / amendment | INITIAL
NOTIFICATION | |
| 2. | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | |
| a) | Description
of the financial instrument | ORDINARY
SHARES 28 101/108 PENCE | |
| b) | Nature
of the transaction | PURCHASE
OF ORDINARY SHARES | |
| c) | Price(s)
and volume(s) | Price(s) | Volume(s) |
| | | £
22.21 | 18,500 |
| d) | Aggregated
information | N/A | |
| e) | Date of
the transaction | 29
SEPTEMBER 2016 | |
| f) | Place
of the transaction | LONDON
STOCK EXCHANGE | |

537577033

Diageo PLC – Director/PDMR Shareholding

Dated 10 October 2016

Diageo plc (the " Company ")

Transaction notification

| 1. — a) | Details of Restricted Person / person closely associated with them
("PCA") — Name | 1. KA MIKELLS 2. D CUTTER 3. S MORIARTY 4. FB HUMER | |
| --- | --- | --- | --- |
| b) | Position
/ status | 1. CFO 2. MEMBER OF EXECUTIVE COMMITTEE 3. MEMBER OF EXECUTIVE COMMITTEE 4. CHAIRMAN | |
| c) | Initial
notification / amendment | INITIAL NOTIFICATION | |
| 2. | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | |
| a) | Description
of the financial instrument | ORDINARY SHARES 28 101/108 PENCE | |
| b) | Nature
of the transaction | 1, 2, 3 & 4: PURCHASE UNDER DIAGEO SHARE INCENTIVE
PLAN 4. PURCHASE UNDER ARRANGEMENT WITH COMPANY | |
| c) | Price(s)
and volume(s) | Price(s) | Volume(s) |
| | | 1. £22.42 | 7 |
| | | 2. £22.42 | 9 |
| | | 3. £22.42 | 7 |
| | | 4. £22.42 | 369 |
| d) | Aggregated
information | N/A | |
| e) | Date of
the transaction | 10 OCTOBER 2016 | |
| f) | Place
of the transaction | LONDON STOCK EXCHANGE | |

537577033

Diageo PLC – Director/PDMR Shareholding

Dated 12 October 2016

Diageo plc (the " Company ")

Transaction notification

| 1. — a) | Details of Restricted Person / person closely associated with them
("PCA") — Name | 1. D CUTTER 2. S FISCHER 3. S MORIARTY 4. FB HUMER | |
| --- | --- | --- | --- |
| b) | Position
/ status | 1. MEMBER OF EXECUTIVE COMMITTEE 2. MEMBER OF EXECUTIVE COMMITTEE 3. MEMBER OF EXECUTIVE COMMITTEE 4. CHAIRMAN | |
| c) | Initial
notification / amendment | INITIAL NOTIFICATION | |
| 2. | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | |
| a) | Description
of the financial instrument | ORDINARY SHARES 28 101/108 PENCE | |
| b) | Nature
of the transaction | 1,2,3&4: It received notification on 12 October 2016 that the
following director and PDMRs, as participants in the Diageo
Dividend Reinvestment Plan (the "Plan") received Ordinary Shares in
respect of the final dividend paid on 10 October 2016. | |
| c) | Price(s)
and volume(s) | Price(s) | Volume(s) |
| | | 1.
£22.2986 | 7 |
| | | 2.
£22.2986 | 17 |
| | | 3. £22.2986 | 813 |
| | | 4. £22.2986 | 1,053 |
| d) | Aggregated
information | N/A | |
| e) | Date of
the transaction | 10 OCTOBER 2016 | |
| f) | Place
of the transaction | LONDON STOCK EXCHANGE | |

537577033

Diageo PLC – Director/PDMR Shareholding

Dated 19 October 2016

Diageo plc (the " Company ")

Transaction notification

| 1. — a) | Details of Restricted Person / person closely associated with them
("PCA") — Name | 1. D MAHLAN 2. J KENNEDY 3. S SALLER | |
| --- | --- | --- | --- |
| b) | Position
/ status | 1. MEMBER OF EXECUTIVE COMMITTEE 2. MEMBER OF EXECUTIVE COMMITTEE 3. MEMBER OF EXECUTIVE COMMITTEE | |
| c) | Initial
notification / amendment | INITIAL NOTIFICATION | |
| 2. | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | |
| a) | Description
of the financial instrument | AMERICAN DEPOSITARY SHARES | |
| b) | Nature
of the transaction | The persons discharging managerial responsibilities named above, as
participants in the dividend reinvestment programme connected with
the US Employee Stock Purchase Plan (also Known as the US Sharesave
Plan), received American Depositary Shares ("ADS") on 17 October
2016, in respect of the Company's final dividend. | |
| c) | Price(s)
and volume(s) | Price(s) | Volume(s) |
| | | 1. $108.66 | 56 |
| | | 2. $108.66 | 7 |
| | | 3. $108.66 | 37 |
| d) | Aggregated
information | N/A | |
| e) | Date of
the transaction | 17 OCTOBER 2016 | |
| f) | Place
of the transaction | New York Stock Exchange | |

537577033

Diageo PLC – Director/PDMR Shareholding

Dated 20 October 2016

Diageo plc (the " Company ")

Transaction notification

| 1. — a) | Details of Restricted Person / person closely associated with them
("PCA") — Name | B
FRANZ | |
| --- | --- | --- | --- |
| b) | Position
/ status | MEMBER
OF EXECUTIVE COMMITTEE | |
| c) | Initial
notification / amendment | INITIAL
NOTIFICATION | |
| 2. | Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted | | |
| a) | Description
of the financial instrument | AMERICAN
DEPOSITARY SHARES | |
| b) | Nature
of the transaction | The
person discharging managerial responsibilities named above, as a
participant in the dividend reinvestment programme connected with
the US Employee Stock Purchase Plan (also Known as the US Sharesave
Plan), received American Depositary Shares ("ADS") on 17 October
2016, in respect of the Company's final dividend. | |
| c) | Price(s)
and volume(s) | Price(s) | Volume(s) |
| | | $108.66 | 33 |
| d) | Aggregated
information | N/A | |
| e) | Date of
the transaction | 17
OCTOBER 2016 | |
| f) | Place
of the transaction | New
York Stock Exchange | |

537577033

Diageo PLC – Total Voting Rights

Dated 31 October 2016

| TO: | Regulatory
Information Service |
| --- | --- |
| RE: | Paragraph
5.6.1 of the Disclosure Guidelines and Transparency
Rules |

Diageo plc - Voting Rights and Capital

In conformity with Paragraph 5.6.1 of the Disclosure Guidelines and Transparency Rules, Diageo plc (the "Company") would like to notify the market of the following:

The Company's issued capital as at 31 October 2016 consisted of 2,754,438,461 ordinary shares of 28 101/108 pence each ("Ordinary Shares"), with voting rights. 238,329,109 Ordinary Shares were held in Treasury, in respect of which, voting rights were not exercised.

Therefore, the total number of voting rights in the Company was 2,516,109,352 and this figure may be used by shareholders as the denominator for the calculations by which they will determine if they are required to notify their interest in, or a change to their interest in, the Company under the FCA's Disclosure Guidelines and Transparency Rules.

31 October 2016

Jonathan Guttridge

Company Secretarial Assistant

Diageo plc

SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

| | Diageo
plc |
| --- | --- |
| | (Registrant) |
| Date: 01
November 2016 | By:
/s/Jonathan Guttridge |
| | Name:
Jonathan Guttridge |
| | Title:
Company Secretarial Assistant |

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