DIABLO RESOURCES LIMITED — Major Shareholding Notification 2021

Nov 17, 2021

Form 603

Corporations Act 2001

Section 671B

Notice of initial substantial holder

To Company Name/Scheme DIABLO RESOURCES LIMITED ACN/ARSN ACN 649 177 677

1. Details of substantial holder (1)

Name Credit Suisse Holdings (Australia) Limited (on behalf of Credit Suisse Group AG and its affiliates) ACN/ARSN (if applicable) 008 496 713

The holder became a substantial holder on 15-Nov-2021

2. Details of voting power

The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in on the date the substantial holder became a substantial holder are as follows:

Class ofsecurities (4)	Numberofsecurities	Persons' votes (5)	Voting power(6)
Common Stock	4,388,465	4,388,465	5.89%

3. Details of relevant interests

The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows:

Holderof relevantinterest	Nature of relevantinterest (7)	Class andnumberofsecurities
Credit Suisse Equities (Australia) Limited (ACN068232 708)	Voting rights and right to dispose	4,137,189 Common Stock
Credit Suisse (Schweiz) AG	Holder of securities subject to an obligation to return under securities lending agreement	251,276 Common Stock

4. Details of present registered holders

The persons registered as holders of the securities referred to in paragraph 3 above are as follows:

Holder of relevant interest	Registered holder of securities	Person entitled to be registered asholder(8)	Class and number of securities
Credit Suisse Equities (Australia) Limited (ACN 068 232 708)	CS Fourth Nominees Pty Limited (ACN 069 126 432)	Credit Suisse Equities (Australia) Limited	4,137,189 Common Stock
Credit Suisse (Schweiz) AG	HSBC Custody Nominees (Australia) Limited (ACN 003 094 568)	Credit Suisse (Schweiz) AG	251,276 Common Stock

5. Consideration

The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the 4 months prior to the day that the substantial holder became a substantial holder is as follows:

Holder of relevant interest	Date of acquisition	Consideration (9)	Class and number of securities

1

		Cash	Non-cash
Credit Suisse Equities (Australia) Limited	12-Oct-21	58,973.0 AUD		294,865 Common Stock
Credit Suisse Equities (Australia) Limited	12-Oct-21	3,303.80 AUD		16,519 Common Stock
Credit Suisse Equities (Australia) Limited	12-Oct-21	.20 AUD		-1 Common Stock
Credit Suisse Equities (Australia) Limited	12-Oct-21	58,866.80 AUD		294,334 Common Stock
Credit Suisse Equities (Australia) Limited	12-Oct-21	3,297.80 AUD		16,489 Common Stock
Credit Suisse Equities (Australia) Limited	12-Oct-21	58,973.0 AUD		-294,865 Common Stock
Credit Suisse Equities (Australia) Limited	12-Oct-21	3,303.80 AUD		-16,519 Common Stock
Credit Suisse Equities (Australia) Limited	12-Oct-21	.20 AUD		1 Common Stock
Credit Suisse Equities (Australia) Limited	12-Oct-21	38,855.40 AUD		204,452 Common Stock
Credit Suisse Equities (Australia) Limited	12-Oct-21	56,380.0 AUD		282,300 Common Stock
Credit Suisse Equities (Australia) Limited	12-Oct-21	11,477.92 AUD		65,901 Common Stock
Credit Suisse Equities (Australia) Limited	13-Oct-21	1,533.53 AUD		8,763 Common Stock
Credit Suisse Equities (Australia) Limited	13-Oct-21	.36 AUD		2 Common Stock
Credit Suisse Equities (Australia) Limited	13-Oct-21	20,649.05 AUD		121,465 Common Stock
Credit Suisse Equities (Australia) Limited	14-Oct-21	20,763.41 AUD		-104,452 Common Stock
Credit Suisse Equities (Australia) Limited	14-Oct-21	56,161.40 AUD		-280,907 Common Stock
Credit Suisse Equities (Australia) Limited	14-Oct-21	13,801.28 AUD		81,184 Common Stock
Credit Suisse Equities (Australia) Limited	15-Oct-21	510.0 AUD		-3,000 Common Stock
Credit Suisse Equities (Australia) Limited	15-Oct-21	2,475.0 AUD		15,000 Common Stock
Credit Suisse Equities (Australia) Limited	15-Oct-21	34,551.80 AUD		204,273 Common Stock
Credit Suisse Equities (Australia) Limited	18-Oct-21	465.0 AUD		3,000 Common Stock
Credit Suisse Equities (Australia) Limited	18-Oct-21	41,757.87 AUD		253,078 Common Stock

2

Credit Suisse Equities (Australia) Limited	19-Oct-21	.70 AUD		-4 Common Stock
Credit Suisse Equities (Australia) Limited	19-Oct-21	4,581.08 AUD		30,835 Common Stock
Credit Suisse Equities (Australia) Limited	20-Oct-21	2,475.0 AUD		-15,000 Common Stock
Credit Suisse Equities (Australia) Limited	20-Oct-21	9,586.10 AUD		66,111 Common Stock
Credit Suisse Equities (Australia) Limited	21-Oct-21	450.0 AUD		-3,000 Common Stock
Credit Suisse Equities (Australia) Limited	25-Oct-21	1.35 AUD		-9 Common Stock
Credit Suisse Equities (Australia) Limited	27-Oct-21	.85 AUD		5 Common Stock
Credit Suisse Equities (Australia) Limited	28-Oct-21	158.07 AUD		-958 Common Stock
Credit Suisse Equities (Australia) Limited	29-Oct-21	1,725.90 AUD		-10,460 Common Stock
Credit Suisse Equities (Australia) Limited	1-Nov-21	1,891.20 AUD		-12,100 Common Stock
Credit Suisse Equities (Australia) Limited	1-Nov-21	.0 AUD		-1 Common Stock
Credit Suisse Equities (Australia) Limited	2-Nov-21	1,382.15 AUD		-9,070 Common Stock
Credit Suisse Equities (Australia) Limited	2-Nov-21	121,259.93 AUD		822,847 Common Stock
Credit Suisse Equities (Australia) Limited	3-Nov-21	1,376.10 AUD		-9,198 Common Stock
Credit Suisse Equities (Australia) Limited	4-Nov-21	1,862.80 AUD		-12,710 Common Stock
Credit Suisse Equities (Australia) Limited	4-Nov-21	121,259.93 AUD		-822,847 Common Stock
Credit Suisse Equities (Australia) Limited	5-Nov-21	1,119.38 AUD		-7,415 Common Stock
Credit Suisse Equities (Australia) Limited	8-Nov-21	1,598.65 AUD		-10,930 Common Stock
Credit Suisse Equities (Australia) Limited	9-Nov-21	960.25 AUD		-6,600 Common Stock
Credit Suisse Equities (Australia) Limited	9-Nov-21	2,175.0 AUD		15,000 Common Stock
Credit Suisse Equities (Australia) Limited	10-Nov-21	1,053.10 AUD		-7,330 Common Stock
Credit Suisse Equities (Australia) Limited	11-Nov-21	1,990.05 AUD		-13,970 Common Stock
Credit Suisse Equities (Australia) Limited	11-Nov-21	.0 AUD		1 Common Stock

3

Credit Suisse Equities (Australia) Limited	12-Nov-21	1,757.45 AUD		-12,130 Common Stock
Credit Suisse Equities (Australia) Limited	12-Nov-21	2,175.0 AUD		-15,000 Common Stock
Credit Suisse Equities (Australia) Limited	15-Nov-21	2,295.40 AUD		-15,760 Common Stock
Credit Suisse Equities (Australia) Limited	15-Nov-21	3,500.0 AUD		25,000 Common Stock
Credit Suisse Equities (Australia) Limited	15-Nov-21	420,000.0 AUD		3,000,000 Common Stock
Credit Suisse (Schweiz) AG	7-Oct-21	Borrow		251,276 Common Stock

6. Associates

The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:

Name andACN/ARSN(ifapplicable)	Nature ofassociation
Credit Suisse Equities (Australia) Limited (ACN068232 708)	Related Body Corporate
Credit Suisse (Schweiz)AG	RelatedBody Corporate

7. Addresses

The addresses of persons named in this form are as follows:

Name	Address
Credit Suisse Holdings (Australia) Limited (ACN008496713)	Level 31, Gateway, 1 Macquarie Place, Sydney NSW 2000, Australia
Credit Suisse Equities (Australia) Limited (ACN068232 708)	Level 31, Gateway, 1 Macquarie Place, Sydney NSW 2000, Australia
Credit Suisse Fourth Nominees Pty Limited (ACN069126432)	Level 31, Gateway, 1 Macquarie Place, Sydney NSW 2000, Australia
Credit Suisse (Schweiz) AG	Paradeplatz 8 Zurich, 8001 Switzerland

Signature

print name sign here	Winston Loke capacity Authorised Signatory
	date 18-Nov-2021

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