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DHI GROUP, INC. — Director's Dealing 2016
Jul 19, 2016
33977_dirs_2016-07-19_159a1756-09d0-473e-a0ab-ca438e7ef792.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: DHI GROUP, INC. (DHX)
CIK: 0001393883
Period of Report: 2016-07-15
Reporting Person: Benson John (Chief Strategy Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-07-15 | Common Stock | M | 4549 | $4.19 | Acquired | 266361 | Direct |
| 2016-07-15 | Common Stock | S | 4549 | $6.828 | Disposed | 261812 | Direct |
| 2016-07-18 | Common Stock | M | 4833 | $4.19 | Acquired | 266645 | Direct |
| 2016-07-18 | Common Stock | M | 17109 | $6.08 | Acquired | 283754 | Direct |
| 2016-07-18 | Common Stock | S | 21942 | $6.8241 | Disposed | 261812 | Direct |
| 2016-07-19 | Common Stock | M | 5300 | $6.08 | Acquired | 267112 | Direct |
| 2016-07-19 | Common Stock | S | 5300 | $6.8033 | Disposed | 261812 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-07-15 | Employee Stock Option (Right to Buy) | $4.19 | M | 4549 | Disposed | 2016-11-01 | Common Stock (4549) | Direct |
| 2016-07-18 | Employee Stock Option (Right to Buy) | $4.19 | M | 4833 | Disposed | 2016-11-01 | Common Stock (4833) | Direct |
| 2016-07-18 | Employee Stock Option (Right to Buy) | $6.08 | M | 17109 | Disposed | 2017-02-10 | Common Stock (17109) | Direct |
| 2016-07-19 | Employee Stock Option (Right to Buy) | $6.08 | M | 5300 | Disposed | 2017-02-10 | Common Stock (5300) | Direct |
Footnotes
F1: These shares were sold pursuant to a Rule 10b5-1 trading plan.
F2: The sale price represents the weighted average sale price for multiple transactions reported on this line. The prices of the transactions ranged from $6.80 to $6.88. Upon request of the staff of the Securities and Exchange Commission, DHI Group, Inc. (the "Company") or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold at each separate price.
F3: The sale price represents the weighted average sale price for multiple transactions reported on this line. The prices of the transactions ranged from $6.80 to $6.87. Upon request of the staff of the Securities and Exchange Commission, the Company or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold at each separate price.
F4: The sale price represents the weighted average sale price for multiple transactions reported on this line. The prices of the transactions ranged from $6.80 to $6.84. Upon request of the staff of the Securities and Exchange Commission, the Company or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold at each separate price.
F5: This grant of employee stock options has fully vested and is currently exercisable.