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DHI GROUP, INC. — Director's Dealing 2016
Sep 7, 2016
33977_dirs_2016-09-07_d5c3d96a-9499-435e-9468-9767cbf1530c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: DHI GROUP, INC. (DHX)
CIK: 0001393883
Period of Report: 2016-09-02
Reporting Person: Goli Shravan (BrightMatter Group President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-09-02 | Common Stock | M | 5571 | $7.13 | Acquired | 163019 | Direct |
| 2016-09-02 | Common Stock | S | 5571 | $8.0035 | Disposed | 157448 | Direct |
| 2016-09-06 | Common Stock | M | 7375 | $7.13 | Acquired | 164823 | Direct |
| 2016-09-06 | Common Stock | S | 7375 | $8.0186 | Disposed | 157448 | Direct |
| 2016-09-07 | Common Stock | M | 3929 | $7.13 | Acquired | 161377 | Direct |
| 2016-09-07 | Common Stock | S | 3929 | $8.0001 | Disposed | 157448 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-09-02 | Employee Stock Option (Right to Buy) | $7.13 | M | 5571 | Disposed | 2021-02-19 | Common Stock (5571) | Direct |
| 2016-09-06 | Employee Stock Option (Right to Buy) | $7.13 | M | 7375 | Disposed | 2021-02-19 | Common Stock (7375) | Direct |
| 2016-09-07 | Employee Stock Option (Right to Buy) | $7.13 | M | 3929 | Disposed | 2021-02-19 | Common Stock (3929) | Direct |
Footnotes
F1: These shares were sold pursuant to a Rule 10b5-1 trading plan.
F2: The sale price represents the weighted average sale price for multiple transactions reported on this line. The prices of the transactions ranged from $8.00 to $8.03. Upon request of the staff of the Securities and Exchange Commission, DHI Group, Inc. (the "Company") or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold at each separate price.
F3: The sale price represents the weighted average sale price for multiple transactions reported on this line. The prices of the transactions ranged from $8.00 to $8.05. Upon request of the staff of the Securities and Exchange Commission, the Company or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold at each separate price.
F4: The sale price represents the weighted average sale price for multiple transactions reported on this line. The prices of the transactions ranged from $8.00 to $8.005. Upon request of the staff of the Securities and Exchange Commission, the Company or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold at each separate price.
F5: This grant (initially consisting of 90,000 employee stock options) was granted on February 19, 2014 and has a vesting schedule of four years, with the first 25% of the grant vesting on the first anniversary of the date of grant and 6.25% vesting quarterly thereafter.