DFZQ — Report Publication Announcement 2021

Mar 23, 2021

Hong Kong Exchanges and Clearing Limited, The Stock Exchange of Hong Kong Limited and Hong Kong Securities Clearing Company Limited take no responsibility for the contents of this announcement, make no representation as to its accuracy or completeness and expressly disclaim any liability whatsoever for any loss howsoever arising from or in reliance upon the whole or any part of the contents of this announcement.

(A joint stock company incorporated in the People’s Republic of China with limited liability under the Chinese corporate name “ 東方證券股份有限公司 ” and carrying on business in Hong Kong as “ 東方證券 ” (in Chinese) and “DFZQ” (in English))

(Stock Code: 03958)

ANNOUNCEMENT IN RELATION TO THE ONLINE BRIEFING ON THE ANNUAL RESULTS OF 2020

This announcement is made pursuant to Rule 13.10B of the Rules Governing the Listing of Securities on The Stock Exchange of Hong Kong Limited.

IMPORTANT NOTICE:

• Time: 15:00 to 16:30 on Wednesday, March 31, 2021

• Mode: internet real-time broadcasting

• Website: Panorama Website (全景網) (https://www.p5w.net) and SSE Roadshow (上證路演中心 (http://roadshow.sseinfo.com)

• Channel for question solicitation: investors may submit their questions via e-mail to the investors relations mailbox of the Company (ir@orientsec.com.cn) prior to 23:59 on Tuesday, March 30, 2021. 東方證券股份有限公司 will answer the questions of common concern to investors at online briefing on the 2020 annual results (the “ Briefing ”).

I. TYPE OF THE BRIEFING

The Company proposes to publish the 2020 Annual Report of 東方證券股份有限公司 on March 31, 2021. In order to let the investors have a more comprehensive and in-depth understanding on the operating conditions of the Company, the Company will convene the Briefing through internet real-time broadcasting and answer the questions which are of common concern to the investors.

II. TIME AND VENUE OF THE BRIEFING

Time: 15:00 to 16:30 on Wednesday, March 31, 2021

Mode: internet real-time broadcasting

Website: Panorama Website (全景網) (https://www.p5w.net) and SSE Roadshow (上證路演中心) (http://roadshow.sseinfo.com)

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III. PARTICIPANTS OF THE COMPANY

Mr. JIN Wenzhong, the chairman and president of the Company, Mr. ZHANG Jianhui, the vice president and chief financial officer of the Company, Mr. LU Weiming, vice president of the Company, Ms. XU Haining, vice president of the Company, Mr. WANG Rufu, secretary to the Board and relevant staff of the Company will attend the Briefing.

IV. METHODS OF PARTICIPATION FOR INVESTORS

• (i) Investors may watch the Briefing online by logging on Panorama Website (全景網) (https://www.p5w.net) and SSE Roadshow (上證路演中心) (http://roadshow.sseinfo.com) from 15:00 to 16:30 on Wednesday, March 31, 2021 and may also interact and communicate with the Company online through SSE Roadshow.

• (ii) Investors may submit their questions via e-mail to the investors relations mailbox of the Company (ir@orientsec.com.cn) prior to 23:59 on Tuesday, March 30, 2021, and the Company will answer the questions which are of common concern to the investors at the Briefing.

V. CONTACT PERSON AND CONTACT METHOD

Contact department: Board office of the Company

Email: ir@orientsec.com.cn

Telephone: 021-6332 6373

VI. OTHERS

Investors may log on to the “Investors Relations” column on the website of the Company (http://www.dfzq.com.cn) from April 1, 2021 to watch the playback of the Briefing, or follow the “Orient Securities Investors Relations Platform ( 東方證券投資者關係平台 )” WeChat official account to keep abreast of the Briefing and other business trends of the Company.

By order of the Board of Directors JIN Wenzhong Chairman

Shanghai, PRC March 23, 2021

As at the date of this announcement, the Board of Directors comprises Mr. SONG Xuefeng and Mr. JIN Wenzhong as executive Directors; Mr. YU Xuechun, Mr. LIU Wei, Mr. ZHOU Donghui, Mr. CHENG Feng, Mr. REN Zhixiang and Ms. ZHU Jing as non-executive Directors; and Mr. XU Zhiming, Mr. JIN Qinglu, Mr. WU Hong and Mr. FENG Xingdong as independent non-executive Directors.

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