DFZQ — Regulatory Filings 2021

Sep 13, 2021

Hong Kong Exchanges and Clearing Limited, The Stock Exchange of Hong Kong Limited and Hong Kong Securities Clearing Company Limited take no responsibility for the contents of this announcement, make no representation as to its accuracy or completeness and expressly disclaim any liability whatsoever for any loss howsoever arising from or in reliance upon the whole or any part of the contents of this announcement.

(A joint stock company incorporated in the People’s Republic of China with limited liability under the Chinese corporate name “ 東方證券股份有限公司 ” and carrying on business in Hong Kong as “ 東方證券 ” (in Chinese) and “DFZQ” (in English))

(Stock Code: 03958)

ANNOUNCEMENT ON THE PARTICIPATION IN 2021 GROUP RECEPTION DAY FOR LISTED COMPANIES IN SHANGHAI

This announcement is made pursuant to Rule 13.10B of the Rules Governing the Listing of Securities on The Stock Exchange of Hong Kong Limited.

In order to further improve investors’ comprehensive understanding of the Company’s status, development strategies, operational conditions, financing plans, sustainable development and other information in respect of investors’ concerns, 東方證券股份有限公司 (the “ Company ”) will participate in the “2021 Group Reception Day for Listed Companies in Shanghai” (the “ Group Reception Day ”) on Friday, September 17, 2021 from 15:00 to 16:30. Details of the relevant matters are hereby announced as below:

The Group Reception Day will be held via online remote communication, and investors can participate in the communication by logging onto the website of “Panorama Roadshow World” (全景路演天下) on http://rs.p5w.net.

Mr. Wang Rufu, the secretary to the board of directors of the Company, and other relevant staff from the office of the board of directors will attend the Group Reception Day. Investors are welcome to actively participate in this event.

By order of the Board of Directors JIN Wenzhong Chairman

Shanghai, PRC September 13, 2021

As at the date of this announcement, the Board of Directors comprises Mr. SONG Xuefeng and Mr. JIN Wenzhong as executive Directors; Mr. YU Xuechun, Mr. LIU Wei, Mr. ZHOU Donghui, Mr. CHENG Feng, Mr. REN Zhixiang and Ms. ZHU Jing as non-executive Directors; and Mr. XU Zhiming, Mr. JIN Qinglu, Mr. WU Hong, Mr. FENG Xingdong and Mr. LUO Xinyu as independent non-executive Directors.