DFZQ — Board/Management Information 2021

Mar 5, 2021

(A joint stock company incorporated in the People’s Republic of China with limited liability under the Chinese corporate name “ 東方證券股份有限公司 ” and carrying on business in Hong Kong as “ 東方證券 ” (in Chinese) and “DFZQ” (in English))

(Stock Code: 03958)

LIST OF DIRECTORS AND THEIR ROLES AND FUNCTIONS

The members of the board of directors (the “ Board ”) of 東方證券股份有限公司 (the “ Company ”) are set out below:

Executive Director

Mr. SONG Xuefeng Mr. JIN Wenzhong (Chairman, President)

Non-executive Directors

Mr. YU Xuechun Mr. LIU Wei Mr. ZHOU Donghui Mr. CHENG Feng Mr. REN Zhixiang Ms. ZHU Jing (Employee Director)

Independent Non-executive Directors

Mr. XU Zhiming Mr. JIN Qinglu Mr. WU Hong Mr. FENG Xingdong

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There are four Board committees. The table below provides membership information of these committees on which Board members serve.

Board Committee Director	Strategy Development Committee	Compliance and Risk Management Committee	Audit Committee	Remuneration and Nomination Committee
Mr. SONG Xuefeng	C
Mr. JIN Wenzhong	M	C
Mr. YU Xuechun		M	M
Mr. LIU Wei				M
Mr. ZHOU Donghui			M	M
Mr. CHENG Feng	M	M
Mr. REN Zhixiang		M
Ms. ZHU Jing	M
Mr. XU Zhiming	M
Mr. JIN Qinglu			C	M
Mr. WU Hong		M		C
Mr. FENG Xingdong			M	M

Notes:

C Chairman of the relevant Board committees

M Member of the relevant Board committees

Hong Kong, March 5, 2021

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