DFZQ — Board/Management Information 2018

Mar 9, 2018

(A joint stock company incorporated in the People’s Republic of China with limited liability under the Chinese corporate name “ 東方證券股份有限公司 ” and carrying on business in Hong Kong as “ 東方證券 ” (in Chinese) and “DFZQ” (in English))

(Stock Code: 03958)

LIST OF DIRECTORS AND THEIR ROLES AND FUNCTIONS

The members of the board of directors (the “ Board ”) of the Company are set out below:

Executive Directors

Mr. PAN Xinjun (Chairman) Mr. JIN Wenzhong (President)

Non-executive Directors

Mr. WU Junhao Mr. CHEN Bin Mr. LI Xiang Mr. XU Jianguo Mr. DU Weihua (Employee Representative Director)

Independent Non-executive Directors

Mr. XU Guoxiang Mr. TAO Xiuming Mr. WEI Anning Mr. XU Zhiming Mr. JIN QingLu

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There are four Board committees. The table below provides membership information of these committees on which Board members serve.

Board Committee Director	Strategy Development Committee	Compliance and Risk Management Committee	Audit Committee	Remuneration and Nomination Committee
Mr. PAN Xinjun	C	C
Mr. JIN Wenzhong	M	M
Mr. WU Junhao	M		M
Mr. CHEN Bin				M
Mr. LI Xiang		M
Mr. XU Jianguo			M
Mr. DU Weihua	M
Mr. XU Guoxiang			M	M
Mr. TAO Xiuming		M
Mr. WEI Anning			M	C
Mr. XU Zhiming	M
Mr. JINQingLu			C	M

Notes:

C Chairman of the relevant Board committees

• M Member of the relevant Board committees

Hong Kong, March 9, 2018

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