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DEXUS — Major Shareholding Notification 2018
Oct 15, 2018
64807_rns_2018-10-15_5917496b-9fdf-4e32-af01-afff27674133.pdf
Major Shareholding Notification
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FACSIMILE TRANSMITTAL SHEET
| TO: ASX |
FROM: Andrew Weiser |
|---|---|
| Shareholder Disclosures | DATAE: 10/15/2018 |
| FAX NUMBER: | TOTAL NO. OF PAGES INCLUDING COVER. |
| From Overseas- | |
| +61 29347 0005 / +61 2 9778 0999 |
RE:
Dexus - Form 605
On behalf of The Bank of New York Mellon Corporation, I am forwarding a Form 605, Notice of ceasing to be a substantial holder, regarding holdings in Dexus.
We have completed this filing for Dexus as of 12 October 2018 at 4.97% due to crossing below the 5% threshold.
A copy of this notification has also been provided to the issuer.
Please let me know if you have any questions.
Regards Weim
ew Weiser
Form 605
Corporations Act 2001 Section 671B
Notice of ceasing to be a substantial holder
| To Company Name/Scheme | Doxus |
|---|---|
| ACN/ARSN | 060 920 783 |
| 1. Details of substantial holder(1) | |
| Name ACIVAREN (If applicable) |
The Bank of New York Mellon Corporation (See Annexure A) |
| The holder ceased to be a substantial holder on |
12 October 2018 |
| The previous notice was given to the company on | Sent on 22 August 2018 |
| The previous notice was dated | As of Date 16 August 2018 |
- Changes in relevant interests
Patlouiars of each change in, or change in the nature of, a relevant intorest (2) of the substantial holder or an associate (3) in voting securities of the company or scheme, since the
substantial holder was last required
| Date of change |
Person whose relevant interest changed |
Nature of change (4) |
Consideration gveninrelation to change(5) |
Class (6) and number of searities affected |
Resorts votes aflected |
|---|---|---|---|---|---|
| See Attached |
|||||
3. Changes in association
The parsons who have become associates (3) of, ceased to be associates of, or have changed the nature of their association (7) with, the substantial holder in relation to voting interests in the company of scheme are as follows:
| Name and ACN/ARSN (if applicable) | Nature of association |
|---|---|
| (See Annexure A) | |
4 Addresses
The addresses of persons named in this form are as follows:
| Name | Address |
|---|---|
| The Bank of New York Mellon Corporation (see Annexure A) |
240 Greenwich Street, New York, NY 10286 USA |
Signature
| print name | |
|---|---|
| -- | ------------ |
Andrew Wolsen
$\sqrt{2}$
Date 15 October 2018
capacity Attorney-In-Fact
sign here
DIRECTIONS
- If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an $(1)$ equity trust, the names could be included in an announce to the form. If the release of weakers of a group of persons are essentially similar, they may be referred to суму так, не потоз соотествленно со поточность и использовать остановки о усор и различено замирать под подвет
Throughout the formas a specifically named group if the membership of each group, with the names and addresses - See the definition of "relevant interest" in sections 603 and 671B(7) of the Corporations Act 2001. $\boldsymbol{\mathcal{D}}$
- $\circled{3}$ See the definition of "associate" in section 9 of the Corporations Act 2001.
- $(4)$ Indude details of:
- any relevant agreement or other circumstances because of which the change in relevant Interest copumed. If subsection 671B(4) applies, a copy of any $(a)$ document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate testing of any contract, scheme or according to the company this form together with a written statunals by the polarity with the according of engine of your
anargement, must accompany this form, together with a written statement certifying this contract, sc - any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to $\phi$ which the relevant interest relates (indicating dearly the particular securities to which the qualification applies).
See the definition of "relevent agreement" in section 9 of the Corporations Act 2001,
- Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become $(5)$ because the constant in means and constitution in the production of the benefit is conditional on the happening or not advertise, or may, occur is
A titled to receive in relation to that acquisition. Details must be induce a mea londare interaction and explorer response entreasement included in explorer and engaging a name explorer
Induced of any benefit paid on behalf of the substantial holder or its associate in relation to the socialistic whom the relevant interest was acquired. - The voting shares of a company constitute one class unless divided into separate classes. $(5)$
- Gve details, if appropriate, of the present association and any change in that association since the last substantial holding notice. $\sigma$
Annexure A
This is Annexure A referred to in form 605 Notice of Ceasing to be a Substantial Holder
Relevant interest in Dexus ("DXS") held by members of The Bank of New York Mellon Corporation
The list of The Bank of New York Mellon Corporation entities and their holdings are as follows:
BEILDRITGTEINGEBERGER
| Gode Milit | EXSMERTHEN STOCK Name # | EQUATE | ШШШШ НСОнраду | |
|---|---|---|---|---|
| DXS | Dexus | 2,029,507 | 0.1995% | |
| DXS | Dexus | 3,224,189 | 0.3169% | The Bank of New York Mellon The Dreyfus Corporation |
| DXS | Dexus | 1,440,500 | 0.1416% | BNY Mellon Asset Management North America Corporation |
| DXS | Dexus | 753,482 | $0.0741\%$ | Newtown Investment Management (North America) Limited |
| DXS. | Dexus | 43,083,404 | 4.2355% | Newton Investment Management Limited |
| DXS. | Dexus | 308 | 0.00003% | BNY Mellon, National Association |
| DXS | Dexus | 0.00000% | Pershing LLC | |
| Total: | 50,531,391 | 4.9677% | ||
The Bank of New York Mellon Corporation is comprised of a large number of operating and holding companies. The entities identified herein are subsidiaries of The Bank of New York Mellon Corporation [as ultimate parent] that have shareholdings in the issuer. All group companies have a relevant interest by virtue of the fact that they are related group companies, however, other than those listed herein, they have no actual shareholding in the issuer, nor do they participate in investment or voting decisions.
| print name Andrew Welser |
capacity Attorney-In-Fact | |
|---|---|---|
| Sian here |
_date 15 October 2018 |
| Taiza de Calabalista de la contrata de Ca Dexus Annexure for Changes in Relevant Interests Aleksa la al Marson de la alemando de la codición de la contra d 49 WYSSY STAR |
|||||
|---|---|---|---|---|---|
| V. | Consideration | Class and | |||
| Date of Change |
Person whose relevant interest changed | Nature of change |
civen. In relation to: chânge |
number of securities affected |
Person's Votes affected. |
| 17-Aug-18 | The Dreyfus Corporation | Sale | |||
| 21-Aug 18 | The Dreyfus Corporation | Purchase | 10.453 | (13, 142) | (13, 142) |
| 22-Aug-18 | Newton Investment Management Limited | Purchase | 10.510 | 2,647 | 2,647 |
| 23-Aug-18 | The Bank of New York Mellon | Sale | 10.470 10,535 |
12,406 | 12,406 |
| $23$ -Aug-18 | The Dreyfus Corporation | Sale | 10.535 | (6,069) | (6,069) |
| 23-Aug-18 $23$ -Aug- $18$ |
Newton Investment Management Limited | Purchase | 10.535 | (12, 916) 2,769 |
(12, 916) |
| 24-Aug-18 | Newton Investment Management Limited | Transfer Out | 10.535 | 2.769 | |
| 24-Aug-18 | The Bank of New York Mellon | Sale | 10.4836 | (70, 600) (17, 761) |
(70, 600) |
| $27-Au$ g-18 | The Dreyfus Corporation | Sale | 10.484 | (37,804) | (17, 761) |
| 27-Aug-18 | The Bank of New York Mellon | Sale | 10.579 | (28, 565) | (37,804) (28, 565) |
| 28-Aug-18 | The Dreyfus Corporation | Sale | 10.580 | (60, 937) | (60, 937) |
| 28-Aug-18 | The Bank of New York Mellon The Dreyfus Corporation |
Sale | 10.638 | (14, 225) | (14, 225) |
| 29-Aug-18 | Newton Investment Management Limited | Sale | 10.638 | (30, 343) | (30, 343) |
| 29-Aug-18 | Newton Investment Management Limited | Purchase | 10.662 | 1,231 | 1,281 |
| 29-Aug-18 | BNY Mellon Asset Management North America Corporation | Sale | 10.657 | (930, 230) | (930, 230) |
| 31 Aug-18 | The Bank of New York Mellon | Purchase | 10.650 | 1,272 | 1,272 |
| $31-Aug-18$ | BNY Mellon Asset Management North America Corporation | Purchase | 10.720 | 1,761 | 1,761 |
| 5-Sep-18 | The Bank of New York Mellon | Purchase | 10.720 | 2,523 | 2,523 |
| $5$ -Sep-18 | The Dreyfus Corporation | Purchase | 10.81 | 24,412 | 24,412 |
| 6-Sep-18 | BNY Mellon Asset Management North America Corporation | Purchase | 10,312 | 72,706 | 72,706 |
| 7-Sep-18 | The Bank of New York Melion | Transfer In Purchase |
N/A | 3,768 | 8,768 |
| 11-Sep-18 | The Bank of New York Mellon | Sale | 10.730 | 3,363 | 3,363 |
| 11-Sep-18 | The Dreyfus Corporation | Sale | 10.76375389 | (21, 600) | (21,600) |
| 11-Sep-18 | BNY Mellon Asset Management North America Corporation | Transfer In | 10.760 | (45, 870) | (45, 870) |
| $14-5ep-18$ 14-Sep 18 |
The Bank of New York Mellon | Sale | N/A 10.75 |
2,193 | 2,193 |
| 17-Sep-18 | Newton Investment Management Limited | Sale | 10.784 | (4,999) | (4.999) |
| $18-$ Sep- $18$ | Newton Investment Management Limited | Sale | 10.814 | (236, 128) | (236.128) |
| $20 - 5 = p - 18$ | BNY Mellon Asset Management North America Corporation | Purchase | 10,900 | $(\underline{11}, 369)$ | (11,369) |
| 21-Sep-18 | The Bank of New York Mellon | Sale | 10.66 | 3,451 | 3.451 |
| 24-Sep-18 | BNY Mellon Asset Management North America Corporation | Sale | 10.61 | (16,003) (13,735) |
(16,003) |
| 25-Sep-18 | BNY Mellon Asset Management North America Corporation | Sale | 10.600 | (3,405) | (13, 735) |
| 26-Sep-18 | BNY Mellon Asset Management North America Corporation BNY Mellon Asset Management North America Corporation |
Sale | 10.630 | (1,613) | (3,405) (1,613) |
| 28-Sep-18 | The Bank of New York Mellon | Purchase | 10.68 | 3,535. | 3,585 |
| 28-Sep-18 | The Dreyfus Corporation | Sale | 10.596 | (6,620) | (6, 620) |
| 28-Sep-18 | Newton Investment Management Limited | Sale Purchase |
10.596 | (16, 860) | (16.860) |
| 28-Sep-18 | BNY Mellon Asset Management North America Corporation | 10.586 | 5,928 | 5,928 | |
| 1-Oct-18 | The Bank of New York Mellon | Purchase Sale |
10.590 | 5,004 | 5,004 |
| $1$ -Oct- $18$ $3$ Oct-18 |
The Dreyfus Corporation | Sale | 10.5107 | (1, 282) | (1, 282) |
| $4$ -Oct-18 | Newton Investment Management Limited | sale | 10.5107 | (3.258) | (3,258) |
| 8-Oct-18 | BNY Mellon Asset Management North America Corporation | Transfer In | 10.297 | (152, 666) | (152.666) |
| $9 - Oct - 18$ | The Dreyfus Corporation | Sale | N/A | 2,189 | 2,189 |
| 11-Oct-18 | BNY Mellon Asset Management North America Corporation | Sale | 10,2524 | (10, 236) | (10, 236) |
| 11.0ct 18 | The Bank of New York Mellon | Sale | 10.340 | (3,836) | (3,836) |
| $11-0ct-18$ | The Dreyfus Corporation | Sale | 10.215 10.215 |
(19,081) | (19,081) |
| 12 Oct-18 | Newton Investment Management Limited | Sale | 10.2152 | (56, 012) | (56, 012) |
| 12-Oct-18 | The Bank of New York Mellon | Sale | 10 0256 | (499,907) | (499,907) |
| 12-Oct-18 | The Dreyfus Corporation | Sale | 10.026 | (18, 251) | (18, 251) |
| Newton Investment Management Limited | Sale | 10.0256 | (53, 577) (478, 172) |
(53, 577) |
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