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DEXUS — Major Shareholding Notification 2013
Nov 20, 2013
64807_rns_2013-11-20_ed328207-45f8-4156-9820-84d27a2666d7.pdf
Major Shareholding Notification
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$\mathcal{L}^{(n)}$ :
| FACSIMILE TRANSMITTAL SHEET | ||||
|---|---|---|---|---|
| TO: ASX |
FROM: Nicholas Darrow |
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| Shareholder Disclosures | DATE: 11/20/2013 |
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| FAX NUMBER: | TOTAL NO. OF PAGES INCLUDING COVER: |
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| From Overseas- +61 2 9778 0999/ +61 29347 0005 |
4 | |||
| DEXUS PROPERTY GROUP Attn: Investor Relations |
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| FAX: +612 9017 1101 RE: |
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| Dexus Property Group |
Attached is a shareholder notification regarding Dexus Property Group which was also forwarded to the issuer. Note that we are collecting detailed trade history in regard to our holdings in this issuer; and will amend the form (section 5 consideration) when complete information is in hand. We are filing today for crossing the initial threshold of 5.0%.
Please let me know if you have any questions.
Regard ichólás Darów
page 1/2 603
Form 603
Corporations Act 2001 Section 671B
Notice of initial substantial holder
| To Company Name/Scheme | Dexus Property Group | |
|---|---|---|
| ACN/ARSN | 129 477 112 | |
| 1. Details of substantial holder (1) Name ACN/ARSN (if applicable) |
The Bank of New York Mellon Corporation (See Annexure A) |
18 November 2013 The holder became a substantial holder on
2. Details of voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in on the date the substantial holder became a substantial holder are as follows:
| ___ Class of securities (4) |
Number of securities ----- |
Person's votes (5) ------- |
Voting power (6) . |
|---|---|---|---|
| فسيستعد ومراد REIT |
---- 233,679.598 |
233,679,598 |
5.05% |
| ___ _______ |
------ --- __ |
--------------------------------------- | . . |
3. Details of relevant interests
The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows:
| Holder of relevant interest | Nature of relevant interest (7) | Class and number of securities | |
|---|---|---|---|
| . The Bank of New York Mellon Corporation (See Annexure A). |
Share Acquisition 11.11. |
REIT | 233.679.598 |
| ------- |
4. Details of present registered holders
The persons registered as holders of the securities referred to in paragraph 3 above are as follows:
| Holder of relevant | Registered holder of | Person entitled to be | Class and number |
|---|---|---|---|
| Interest | securities | registered as holder (8) | of securities |
| The Bank of New York Mellon | The Bank of New York Mellon | The Bank of New York Mellon | REIT |
| Corporation (See Annexure A) Corporation (See Annexure A) | Corporation (See Annexure A) | 233.679.598 |
5. Consideration
The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a aubstantial holder is as follows:
| Holder of relevant interest |
Date of acquisition | Consideration (9) | Class and number of securities |
|
|---|---|---|---|---|
| The Bank of New York Mellon Corporation (See Annexure A) |
Last four months | Cash AUD per share |
Non-cash | REIT 233,679.598 |
603 page 2/2 15 July 2001
6. Associates
The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:
| ____ Name and ACN/ARSN (if applicable) |
______ __ Nature of association --------------------------------------- _ . |
|---|---|
| _________ | (See Annexure A) ------------ ----- __ |
| . |
$1 - 1 - 1 = 1$
7. Addresses
The addresses of persons named in this form are as follows:
| Name | Address ----------- |
|---|---|
| . The Bank of New York Mellon Corporation |
One Wall Street, New York, NY 10286 USA |
| ------------- . |
--- ----- . . |
| əignature | print name | Nicholas R. Barrow | ----------- | capacity | Senior Vice President |
|
|---|---|---|---|---|---|---|
| sign here | $\boldsymbol{M}$ | date | 20 November 2013 ----- |
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DIRECTIONS
- If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an equity $(1)$ trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 7 of the form.
- See the definition of "associate" in section 9 of the Corporations Act 2001. $(2)$
- See the definition of "relevant Interest" in sections 608 and 671B(7) of the Corporations Act 2001. $(3)$
- The voting shares of a company constitute one class unless divided into separate classes. $(4)$
- The total number of votes attached to all the voting shares in the company or voting interests in the scheme (if any) that the person or an associate has a relevant. $\sqrt{5}$ interest in.
- The person's votes divided by the total votes in the body corporate or scheme multiplied by 100. (7) (6)
Include details of:
- any relevant agreement or other circumstances by which the relevant interest was acquired. If subsection 671B(4) applies, a copy of any document setting out (a) the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and
- any qualification of the power of a person to oxercise, control the exercise of, or influence the exercise of, the voting powers or idsposal of the securities to
which the relevant interest relates (indicating clearly th ъ,
See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.
- If the substantial holder is unable to determine the identity of the person ( eg. if the relevant interest arises because of an option) write "unknown". $\langle 8 \rangle$
- Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become entitied $\langle 9 \rangle$ to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.
This is Annexure A of 2 pages referred to in Form 603 Notice of initial substantial holder
Relevant interest in Dexus Property Group ("DXS") held by members of Bank of New York Mellon Corporation
| a de la constitución de la constitución de la constitución de la constitución de la constitución de la constit | 1989 - Johann John Stone, marking | ||||
|---|---|---|---|---|---|
| v | DXS. | Dexus Property Group |
12.768.808 | 0.2759% | The Bank of New York Mellon |
| DXS | Dexus Property Group |
9,684,513 | 0.2092 | CenterSquare Investment Management Inc. |
|
| v | DXS | Dexus Property Group |
15,748,638 | 0.3403% | The Dreyfus Corporation |
| DXS | Dexus Property Group |
7.652.248 | 0.1653% | Mellon Capital Management Corporation |
|
| DXS | Dexus Property Group |
987.877 | 0.0213% | Newton Capital Management Limited |
|
| DXS | Dexus Property Group |
184,287,014 | 3.9818% | Newton Investment Management Limited |
|
| v | DXS | Dexus Property Group |
2,550,500 | 0.0551% | The Boston Company Asset Management LLC |
| Total: | 233,679,598 | 5.05% |
The list of Bank of New York Mellon Corporation entities and their holdings are as follows:
The Bank of New York Mellon Corporation is comprised of a large number of operating and holding companies. The entities identified herein are subsidiaries of The Bank of New York Mellon Corporation [as ultimate parent] that have shareholdings in the issuer. All group companies have a relevant interest by virtue of the fact that they are related group companies, however, other than those listed herein, they have no actual shareholding in the issuer, nor do they participate in investment or voting decisions.
capacity Senior Vice President print name Nicholas R. Da sign here date 20 November 2013
$\ddot{\phantom{a}}$