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DEXCOM INC Director's Dealing 2019

Sep 12, 2019

30198_dirs_2019-09-11_d3f5abd4-6b0d-4f18-81a5-6274a83680ff.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: DEXCOM INC (DXCM)
CIK: 0001093557
Period of Report: 2019-09-09

Reporting Person: Balo Andrew K (*)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-09-09 Common Stock S 325 $145.4262 Disposed 69084 Direct
2019-09-09 Common Stock S 5629 $150.1111 Disposed 63455 Direct
2019-09-09 Common Stock S 279 $150.5218 Disposed 63176 Direct
2019-09-09 Common Stock S 621 $151.492 Disposed 62555 Direct
2019-09-09 Common Stock S 600 $152.5901 Disposed 61955 Direct
2019-09-09 Common Stock S 40 $153.9975 Disposed 61915 Direct
2019-09-09 Common Stock S 100 $155.355 Disposed 61815 Direct
2019-09-09 Common Stock S 550 $156.4345 Disposed 61265 Direct
2019-09-09 Common Stock S 450 $157.7752 Disposed 60815 Direct
2019-09-09 Common Stock S 269 $158.4189 Disposed 60546 Direct
2019-09-09 Common Stock S 244 $159.9211 Disposed 60302 Direct

Footnotes

F1: Represents the number of shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting of RSUs. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the reporting person.

F2: This transaction was executed in multiple trades at prices ranging from $145.35 to $145.49. The price above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.

F3: Included in this number are 39,032 unvested restricted stock units, 14,987 of which were granted on March 8, 2019 and shall vest through March 8, 2022, 19,251 of which were granted on March 8, 2018 and shall vest through March 8, 2021, 4,794 of which were granted on March 8, 2017 and shall vest through March 8, 2020.

F4: On February 28, 2019, Mr. Balo adopted a 10b5-1 Plan. This 10b5-1 Plan allows the orderly disposition of shares owned by Mr. Balo. The shares set forth above were sold pursuant to the 10b5-1 Plan.

F5: This transaction was executed in multiple trades at prices ranging from $150.09 to $150.97. The price above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issurer full information regarding the number of shares and prices at which the transactions were effected.

F6: This transaction was executed in multiple trades at prices ranging from $151.1250 to $152.12. The price above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issurer full information regarding the number of shares and prices at which the transactions were effected.

F7: This transaction was executed in multiple trades at prices ranging from $152.13 to $152.97. The price above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issurer full information regarding the number of shares and prices at which the transactions were effected.

F8: This transaction was executed in multiple trades at prices ranging from $153.85 to $154.15. The price above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issurer full information regarding the number of shares and prices at which the transactions were effected.

F9: This transaction was executed in multiple trades at prices ranging from $155.00 to $155.71. The price above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issurer full information regarding the number of shares and prices at which the transactions were effected.

F10: This transaction was executed in multiple trades at prices ranging from $156.12 to $156.90. The price above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issurer full information regarding the number of shares and prices at which the transactions were effected.

F11: This transaction was executed in multiple trades at prices ranging from $157.25 to $158.24. The price above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issurer full information regarding the number of shares and prices at which the transactions were effected.

F12: This transaction was executed in multiple trades at prices ranging from $158.25 to $159.22. The price above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issurer full information regarding the number of shares and prices at which the transactions were effected.

F13: This transaction was executed in multiple trades at prices ranging from $159.37 to $160.28. The price above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issurer full information regarding the number of shares and prices at which the transactions were effected.