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DEXCOM INC — Director's Dealing 2018
May 11, 2018
30198_dirs_2018-05-10_cac0d36b-fc7e-4655-8a34-1d30c33f812f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: DEXCOM INC (DXCM)
CIK: 0001093557
Period of Report: 2018-05-08
Reporting Person: Leach Jacob Steven (SVP, Research & Development)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-05-08 | Common Stock | M | 1923 | $3.19 | Acquired | 100801 | Direct |
| 2018-05-08 | Common Stock | S | 1923 | $84.9536 | Disposed | 98878 | Direct |
| 2018-05-09 | Common Stock | M | 8542 | $9.78 | Acquired | 107420 | Direct |
| 2018-05-09 | Common Stock | S | 8542 | $84.7716 | Disposed | 98878 | Direct |
| 2018-05-09 | Common Stock | M | 203 | $7.27 | Acquired | 99081 | Direct |
| 2018-05-09 | Common Stock | S | 203 | $84.7716 | Disposed | 98878 | Direct |
| 2018-05-08 | Common Stock | S | 2500 | $85.1495 | Disposed | 47600 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-05-08 | Non-Qualified Stock Option (right to buy) | $3.19 | M | 1923 | Disposed | 2018-12-11 | Common Stock (1923) | Direct |
| 2018-05-09 | Non-Qualified Stock Option (right to buy) | $7.27 | M | 203 | Disposed | 2019-11-20 | Common Stock (203) | Direct |
| 2018-05-09 | Non-Qualified Stock Option (right to buy) | $9.78 | M | 8542 | Disposed | 2020-02-18 | Common Stock (8542) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 12000 | Indirect |
Footnotes
F1: Included in this number are 56,182 unvested restricted stock units, 30,093 of which were granted on March 8, 2018 and shall vest through March 8, 2021, 15,422 of which were granted on March 8, 2017 and shall vest through March 8, 2020 and 10,667 of which were granted on March 8, 2016 shall vest through March 8, 2019.
F2: This transaction was executed in multiple trades at prices ranging from $84.77 to $84.81. The price above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
F3: This transaction was executed in multiple trades at prices ranging from $85.14 to $85.18. The price above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
F4: Shares are held by the Kyndra S. Leach Trust UAD 12/12/2012, with respect to which the reporting person's spouse is a trustee.
F5: Shares are held by the Gregg Family Grandchildren's Trust UAD 12/30/2010, with respect to which the reporting person's spouse is a trustee.