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DEXCOM INC — Director's Dealing 2017
Mar 15, 2017
30198_dirs_2017-03-15_cc6c385f-acfa-4da0-ab78-126401293d38.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: DEXCOM INC (DXCM)
CIK: 0001093557
Period of Report: 2017-03-09
Reporting Person: Leach Jacob Steven (SVP, Research & Development)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-03-09 | Common Stock | S | 7329 | $77.558 | Disposed | 98604 | Direct |
| 2017-03-09 | Common Stock | S | 3012 | $77.2409 | Disposed | 95592 | Direct |
| 2017-03-10 | Common Stock | D | 1950 | $77.5506 | Disposed | 93642 | Direct |
| 2017-03-10 | Common Stock | D | 5473 | $77.5506 | Disposed | 88169 | Direct |
| 2017-03-10 | Common Stock | D | 2538 | $77.5506 | Disposed | 85631 | Direct |
| 2017-03-10 | Common Stock | M | 7500 | $7.63 | Acquired | 93131 | Direct |
| 2017-03-13 | Common Stock | S | 5194 | $78.072 | Disposed | 87937 | Direct |
| 2017-03-13 | Common Stock | S | 2732 | $77.7764 | Disposed | 85205 | Direct |
| 2017-03-14 | Common Stock | S | 3050 | $77.3195 | Disposed | 82155 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-03-10 | Incentive Stock Option (right to buy) | $7.63 | M | 7500 | Disposed | 2018-05-19 | Common Stock (7500) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 12000 | Indirect |
| Common Stock | 50100 | Indirect |
Footnotes
F1: Included in this number are 57,800 unvested restricted stock units, 23,134 of which were granted on March 8, 2017 and shall vest through March 8, 2020, 21,333 of which were granted on March 8, 2016 shall vest through March 8, 2019 and 13,333 of which were granted on March 8, 2015 and shall vest through March 8, 2018.
F2: These shares were sold to cover the Company's tax withholding obligation that accrued in connection with the vesting of restricted stock units previously granted.
F3: Shares are held by the Gregg Family Grandchildren's Trust UAD 12/30/2010, with respect to which the reporting person's spouse is a trustee.
F4: Shares are held by the Kyndra S. Leach Trust UAD 12/12/2012, with respect to which the reporting person's spouse is a trustee.