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DEXCOM INC — Director's Dealing 2016
Dec 13, 2016
30198_dirs_2016-12-13_a8477193-11d3-4d9b-b140-1eeacc098352.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: DEXCOM INC (DXCM)
CIK: 0001093557
Period of Report: 2016-12-09
Reporting Person: VALDES JORGE A (CTO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-12-09 | Common Stock | M | 2637 | $7.79 | Acquired | 74971 | Direct |
| 2016-12-09 | Common Stock | S | 2637 | $64.8079 | Disposed | 72334 | Direct |
| 2016-12-09 | Common Stock | M | 3438 | $7.25 | Acquired | 75772 | Direct |
| 2016-12-09 | Common Stock | S | 3438 | $64.8079 | Disposed | 72334 | Direct |
| 2016-12-09 | Common Stock | M | 3925 | $7.79 | Acquired | 76259 | Direct |
| 2016-12-09 | Common Stock | S | 3925 | $64.8079 | Disposed | 72334 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-12-09 | Incentive Stock Option (right to buy) | $7.25 | M | 3438 | Disposed | 2017-03-09 | Common Stock (3438) | Direct |
| 2016-12-09 | Incentive Stock Option (right to buy) | $7.79 | M | 2637 | Disposed | 2017-08-02 | Common Stock (2637) | Direct |
| 2016-12-09 | Non-Qualified Stock Option (right to buy) | $7.79 | M | 3925 | Disposed | 2017-08-02 | Common Stock (3925) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 3499 | Indirect |
Footnotes
F1: On November 4, 2016 Mr. Valdes adopted a 10b5-1 Plan. This 10b5-1 Plan allows the orderly disposition of shares owned by Mr. Valdes. The shares set forth above were sold pursuant to the 10b5-1 Plan.
F2: Included in this number are 72,334 unvested restricted stock units, 38,000 of which were granted on March 8, 2016 and shall vest through March 8, 2019, 22,500 of which were granted on March 8, 2015 and shall vest through March 8, 2018 and 11,834 of which were granted on March 8, 2014 and shall vest through March 8, 2017.
F3: Shares are held by the Valdes-Lopez-Calleja Family Trust U/A/D 05/18/2011, with respect to which the reporting person is a trustee.