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DEXCOM INC — Director's Dealing 2016
Jul 28, 2016
30198_dirs_2016-07-28_0ce41b1e-4826-4fad-a9ba-5a10b03bf90e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: DEXCOM INC (DXCM)
CIK: 0001093557
Period of Report: 2016-07-27
Reporting Person: Balo Andrew K (EVP, Clinical and Regulatory)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-07-27 | Common Stock | M | 5000.0 | $3.19 | Acquired | 134979 | Direct |
| 2016-07-27 | Common Stock | S | 5000.0 | $88.14 | Disposed | 129979 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-07-27 | Non-Qualified Stock Option (right to buy) | $3.19 | M | 5000.0 | Disposed | 2018-12-11 | Common Stock (5000) | Direct |
Footnotes
F1: On December 11, 2015, Mr. Balo adopted a 10b5-1 Plan. This 10b5-1 Plan allows the orderly disposition of shares owned by Mr. Balo. The shares set forth above were sold pursuant to the 10b5-1 Plan.
F2: Included in this number are 86,333 unvested restricted stock units, 38,000 of which were granted on March 8, 2016 and shall vest through March 8, 2019, 31,666 of which were granted on March 8, 2015 and shall vest through March 8, 2018 and 16,667 of which were granted on March 8, 2014 and shall vest through March 8, 2017.
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