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DEXCOM INC — Director's Dealing 2015
Jan 7, 2015
30198_dirs_2015-01-07_d5cada2b-284d-4f4a-be52-dbaeb5482554.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: DEXCOM INC (DXCM)
CIK: 0001093557
Period of Report: 2015-01-05
Reporting Person: MOY JEFFREY (SVP, Operations)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-01-05 | Common Stock | M | 5000.0 | $9.8 | Acquired | 87292 | Direct |
| 2015-01-05 | Common Stock | S | 5000.0 | $55.2736 | Disposed | 82292 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-01-05 | Non-Qualified Stock Option (right to buy) | $9.8 | M | 5000.0 | Disposed | 2020-03-12 | Common Stock (5000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 153430 | Indirect |
Footnotes
F1: On December 4, 2014, Mr. Moy adopted a 10b5-1 Plan. This 10b5-1 Plan allows the orderly disposition of shares owned by Mr. Moy. The shares set forth above were sold pursuant to the 10b5-1 Plan.
F2: This transaction was executed in multiple trades at prices ranging from $54.30 to $56.00. The price above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
F3: Included in this number are 82,292 unvested restricted stock units, 50,000 of which were granted on March 8, 2014 and shall vest through March 8, 2017, 25,000 of which were granted on March 11, 2013 and shall vest through March 11, 2016, and 7,292 of which were granted on March 8, 2012 and shall vest through March 8, 2015.
F4: Shares are held by the Moy Family Trust U/A/D 12/09/2013, with respect to which the reporting person is a trustee.