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DEXCOM INC — Director's Dealing 2015
Jun 3, 2015
30198_dirs_2015-06-03_e0b1ea95-ae87-45e2-b423-de44799a9de5.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: DEXCOM INC (DXCM)
CIK: 0001093557
Period of Report: 2015-06-01
Reporting Person: GREGG TERRANCE H (Director, Executive Chairman)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-06-01 | Common Stock | M | 10000.0 | $3.19 | Acquired | 440626 | Direct |
| 2015-06-01 | Common Stock | S | 10000.0 | $72.75 | Disposed | 430626 | Direct |
| 2015-06-02 | Common Stock | M | 5000.0 | $3.19 | Acquired | 435626 | Direct |
| 2015-06-02 | Common Stock | S | 5000.0 | $73.1201 | Disposed | 430626 | Direct |
| 2015-06-03 | Common Stock | M | 20000.0 | $6.85 | Acquired | 450626 | Direct |
| 2015-06-03 | Common Stock | S | 20000.0 | $72.69 | Disposed | 430626 | Direct |
| 2015-06-03 | Common Stock | M | 5000.0 | $3.19 | Acquired | 435626 | Direct |
| 2015-06-03 | Common Stock | S | 5000.0 | $72.7725 | Disposed | 430626 | Direct |
| 2015-06-01 | Common Stock | G | 40000.0 | $0.0 | Disposed | 467139 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-06-01 | Non-Qualified Stock Option (right to buy) | $3.19 | M | 10000.0 | Disposed | 2018-12-11 | Common Stock (10000) | Direct |
| 2015-06-02 | Non-Qualified Stock Option (right to buy) | $3.19 | M | 5000.0 | Disposed | 2018-12-11 | Common Stock (5000) | Direct |
| 2015-06-03 | Non-Qualified Stock Option (right to buy) | $3.19 | M | 5000.0 | Disposed | 2018-12-11 | Common Stock (5000) | Direct |
| 2015-06-03 | Non-Qualified Stock Option (right to buy) | $6.85 | M | 20000.0 | Disposed | 2017-06-19 | Common Stock (20000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 11461 | Indirect |
Footnotes
F1: Included in this number are 197,502 unvested restricted stock units, 35,000 of which were granted on March 8, 2015 and will vest on March 8, 2016, 111,720 unvested restricted stock units granted on March 8, 2014, 5,078 of which shall vest each month through March 8, 2017, and 50,782 unvested restricted stock units granted on March 11, 2013, 5,078 of which shall vest each month through March 11, 2016.
F2: This transaction was executed in multiple trades at prices ranging from $72.50 to $72.75. The price above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
F3: This transaction represents a gift of securities made by the reporting person. This is not a market transaction, thus no price has been reported. Transferor retains no beneficial or voting interest in the transferred shares.
F4: Shares are held by the Gregg Family Trust U/A/D 12/23/1998, with respect to which the reporting person is a trustee.